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JOF

Japan Smaller Capitalization Fund

42 hedge funds and large institutions have $102M invested in Japan Smaller Capitalization Fund in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

14% more capital invested

Capital invested by funds: $89.7M → $102M (+$12.6M)

5% more funds holding

Funds holding: 4042 (+2)

2.22% more ownership

Funds ownership: 35.98%38.2% (+2.2%)

21% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 14

Holders
42
Holders Change
+2
Holders Change %
+5%
% of All Funds
1.21%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
14
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$26.4M -$2.31M -259,761 -8%
1CP
2
1607 Capital Partners
Virginia
$25.8M +$2.58M +290,471 +12%
Wells Fargo
3
Wells Fargo
California
$20.2M +$100K +11,289 +0.5%
KIM
4
Karpus Investment Management
New York
$7.91M +$5.38M +604,220 +260%
FWSM
5
First Wilshire Securities Management
California
$3.92M -$387K -43,450 -9%
WAM
6
Wolverine Asset Management
Illinois
$2.95M +$857K +96,276 +45%
Morgan Stanley
7
Morgan Stanley
New York
$2.18M -$215K -24,220 -9%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.78M -$48.3K -5,433 -3%
STI
9
Susquehanna Trust & Investment
Pennsylvania
$1.4M -$157K -17,623 -11%
GFM
10
Gramercy Funds Management
Connecticut
$1.37M +$266K +29,942 +26%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$1.01M
SFS
12
Shaker Financial Services
Virginia
$708K +$54.8K +6,158 +9%
SG Americas Securities
13
SG Americas Securities
New York
$649K
VFAM
14
Valley Forge Asset Management
Pennsylvania
$629K -$60.9K -6,850 -9%
TC
15
TFS Capital
Pennsylvania
$565K -$81.3K -9,140 -13%
PRC
16
Platte River Capital
Colorado
$501K -$125K -14,000 -21%
Bank of America
17
Bank of America
North Carolina
$482K -$143K -16,117 -24%
RJA
18
Raymond James & Associates
Florida
$451K +$91.8K +10,320 +28%
PVWM
19
Point View Wealth Management
New Jersey
$428K +$3.82K +429 +1%
BA
20
Bard Associates
Illinois
$374K -$3.56K -400 -1%
WA
21
WFG Advisors
Texas
$346K +$30.9K +3,469 +10%
SAS
22
Spectrum Advisory Services
Georgia
$288K -$69K -7,752 -20%
CL
23
CSS LLC
Illinois
$240K
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$233K +$200K +22,450 +1,069%
U
25
UBS
Switzerland
$187K -$442K -49,628 -71%

JOF Hedge Fund Activity: Q2 2014 in Review

42 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Japan Smaller Capitalization Fund (JOF) for Q2 2014, worth a combined $102M — up 14% from $89.7M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new JOF positions and 1 closed out — a net gain of 2 holders — while 11 added to existing stakes and 14 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $5.38M. The largest seller was Lazard Asset Management, cutting an estimated $2.31M.

  • 42 institutional investors held Japan Smaller Capitalization Fund (JOF) as of Q2 2014, up from 40 in Q1 2014.
  • Funds reported $102M of Japan Smaller Capitalization Fund stock for Q2 2014, up 14% quarter-over-quarter.
  • 3 funds opened new Japan Smaller Capitalization Fund positions in Q2 2014 and 1 closed out, a net change of +2 holders.
  • The largest Japan Smaller Capitalization Fund buyer in Q2 2014 was Karpus Investment Management, an estimated $5.38M added.
  • The largest Japan Smaller Capitalization Fund seller in Q2 2014 was Lazard Asset Management, an estimated $2.31M sold.

Based on aggregated 13F filings for Q2 2014.