JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

42 hedge funds and large institutions have $102M invested in Japan Smaller Capitalization Fund in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 1 closing their positions.

Holders
42
Holders Change
+2
Holders Change %
+5%
% of All Funds
1.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
14
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$7.91M
2
1CP
2
1607 Capital Partners
Virginia
$25.8M
3
WAM
3
Wolverine Asset Management
Illinois
$2.95M
4
GFM
4
Gramercy Funds Management
Connecticut
$1.37M
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$233K

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$26.4M
2
U
2
UBS
Switzerland
$187K
3
FWSM
3
First Wilshire Securities Management
California
$3.92M
4
Morgan Stanley
4
Morgan Stanley
New York
$2.18M
5
STI
5
Susquehanna Trust & Investment
Pennsylvania
$1.4M
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$26.4M 2,798,239 -259,761 -8%
1CP
2
1607 Capital Partners
Virginia
$25.8M 2,726,404 +290,471 +12%
Wells Fargo
3
Wells Fargo
California
$20.2M 2,138,621 +11,289 +0.5%
KIM
4
Karpus Investment Management
New York
$7.91M 836,885 +604,220 +260%
FWSM
5
First Wilshire Securities Management
California
$3.92M 414,859 -43,450 -9%
WAM
6
Wolverine Asset Management
Illinois
$2.95M 312,329 +96,276 +45%
Morgan Stanley
7
Morgan Stanley
New York
$2.18M 230,889 -24,220 -9%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.78M 188,546 -5,433 -3%
STI
9
Susquehanna Trust & Investment
Pennsylvania
$1.4M 148,317 -17,623 -11%
GFM
10
Gramercy Funds Management
Connecticut
$1.37M 144,696 +29,942 +26%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$1.01M 107,086 – –
SFS
12
Shaker Financial Services
Virginia
$708K 74,901 +6,158 +9%
SG Americas Securities
13
SG Americas Securities
New York
$649K 68,634 – –
VFAM
14
Valley Forge Asset Management
Pennsylvania
$629K 66,600 -6,850 -9%
TC
15
TFS Capital
Pennsylvania
$565K 59,794 -9,140 -13%
PRC
16
Platte River Capital
Colorado
$501K 53,000 -14,000 -21%
Bank of America
17
Bank of America
North Carolina
$482K 50,913 -16,117 -24%
RJA
18
Raymond James & Associates
Florida
$451K 47,695 +10,320 +28%
PVWM
19
Point View Wealth Management
New Jersey
$428K 45,235 +429 +1%
BA
20
Bard Associates
Illinois
$374K 39,557 -400 -1%
WA
21
WFG Advisors
Texas
$346K 36,634 +3,469 +10%
SAS
22
Spectrum Advisory Services
Georgia
$288K 30,485 -7,752 -20%
CL
23
CSS LLC
Illinois
$240K 25,402 – –
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$233K 24,550 +22,450 +1,069%
U
25
UBS
Switzerland
$187K 19,853 -49,628 -71%
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