JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

49 hedge funds and large institutions have $244M invested in Japan Smaller Capitalization Fund in 2017 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 8 closing their positions.

Holders
49
Holders Change
+3
Holders Change %
+6.52%
% of All Funds
1.11%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
11
Increased
9
Reduced
16
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$12M
2
Lazard Asset Management
2
Lazard Asset Management
New York
$45.2M
3
OA
3
Oxbow Advisors
Texas
$1.02M
4
Morgan Stanley
4
Morgan Stanley
New York
$2.61M
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.39M

Top Sellers

1
BIA
1
Barry Investment Advisors
Massachusetts
$20.9M
2
KIM
2
Karpus Investment Management
New York
$13.6M
3
BI
3
Bulldog Investors
New Jersey
$8.55M
4
WAM
4
Wolverine Asset Management
Illinois
$351K
5
CA
5
Cornerstone Advisors
North Carolina
$660K
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$50.4M 4,269,245 -36,968 -0.9%
1CP
2
1607 Capital Partners
Virginia
$50.2M 4,252,761 +2,600 +0.1%
Lazard Asset Management
3
Lazard Asset Management
New York
$45.2M 3,826,202 +116,972 +3%
CRC
4
Curi RMB Capital
Illinois
$26.1M 2,206,294 -1,042 -0%
BIA
5
Barry Investment Advisors
Massachusetts
$20.9M 1,771,050 -438,613 -20%
KIM
6
Karpus Investment Management
New York
$13.6M 1,150,844 -325,300 -22%
COLIM
7
City of London Investment Management
United Kingdom
$12M 1,014,611 +391,832 +63%
BI
8
Bulldog Investors
New Jersey
$8.55M 724,064 -211,699 -23%
Morgan Stanley
9
Morgan Stanley
New York
$2.61M 220,713 +58,751 +36%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$2.39M 202,009 +28,513 +16%
FWSM
11
First Wilshire Securities Management
California
$1.7M 144,048 -3,059 -2%
MC
12
Matisse Capital
Oregon
$1.4M 118,845 -16,600 -12%
OA
13
Oxbow Advisors
Texas
$1.02M 86,617 +86,617 New
Bank of America
14
Bank of America
North Carolina
$800K 67,771 +5,278 +8%
CA
15
Cornerstone Advisors
North Carolina
$660K 55,864 -66,572 -54%
RJA
16
Raymond James & Associates
Florida
$581K 49,193 -25,308 -34%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$473K 40,120 -5,900 -13%
BC
18
Brinker Capital
Pennsylvania
$473K 40,053 -1,165 -3%
Nomura Asset Management
19
Nomura Asset Management
Japan
$440K 37,267 +4,955 +15%
BA
20
Bard Associates
Illinois
$375K 31,754 -667 -2%
UBS Group
21
UBS Group
Switzerland
$360K 30,514 +3,977 +15%
WAM
22
Wolverine Asset Management
Illinois
$351K 29,746 -116,896 -80%
PVWM
23
Point View Wealth Management
New Jersey
$351K 29,702 – –
CL
24
CSS LLC
Illinois
$300K 25,402 – –
SAMC
25
Spectrum Asset Management (California)
California
$264K 22,350 +22,350 New
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