Shepherd Kaplan Krochuk’s Japan Smaller Capitalization Fund JOF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-66,610	Closed	-$421K	–	170
2022 Q2	$421K	Buy	66,610 +8,490	+15%	+$55.8K	0.18%	98
2022 Q1	$416K	Buy	58,120 +30,630	+111%	+$232K	0.16%	107
2021 Q4	$216K	Hold	27,490	–	–	0.08%	163
2021 Q3	$249K	Hold	27,490	–	–	0.09%	146
2021 Q2	$248K	Hold	27,490	–	–	0.09%	156
2021 Q1	$256K	Hold	27,490	–	–	0.1%	146
2020 Q4	$249K	Hold	27,490	–	–	0.09%	152
2020 Q3	$238K	Hold	27,490	–	–	0.1%	142
2020 Q2	$215K	Hold	27,490	–	–	0.1%	150
2020 Q1	$194K	Sell	27,490 -2,510	-8%	-$20K	0.31%	95
2019 Q4	$268K	Buy	30,000 +17,500	+140%	+$159K	0.2%	127
2019 Q3	$110K	Hold	12,500	–	–	0.08%	154
2019 Q2	$106K	Hold	12,500	–	–	0.07%	159
2019 Q1	$110K	Hold	12,500	–	–	0.07%	169
2018 Q4	$104K	Hold	12,500	–	–	0.07%	163
2018 Q3	$138K	Hold	12,500	–	–	0.07%	192
2018 Q2	$146K	Hold	12,500	–	–	0.09%	179
2018 Q1	$154K	Hold	12,500	–	–	0.09%	200
2017 Q4	$148K	Hold	12,500	–	–	0.09%	202
2017 Q3	$157K	Hold	12,500	–	–	0.13%	161
2017 Q2	$144K	Hold	12,500	–	–	0.08%	177
2017 Q1	$136K	Hold	12,500	–	–	0.07%	188
2016 Q4	$122K	Sell	12,500 -4,010	-24%	-$41.6K	0.03%	209
2016 Q3	$174K	Hold	16,510	–	–	0.04%	258
2016 Q2	$161K	Hold	16,510	–	–	0.04%	258
2016 Q1	$159K	Hold	16,510	–	–	0.05%	215
2015 Q4	$169K	Hold	16,510	–	–	0.04%	305
2015 Q3	$168K	Hold	16,510	–	–	0.04%	295
2015 Q2	$178K	Hold	16,510	–	–	0.03%	328
2015 Q1	$164K	Hold	16,510	–	–	0.03%	309
2014 Q4	$148K	Hold	16,510	–	–	0.02%	389
2014 Q3	$160K	Hold	16,510	–	–	0.02%	459
2014 Q2	$156K	Hold	16,510	–	–	0.02%	473
2014 Q1	$145K	Buy	+16,510	New	+$145K	0.02%	495