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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$40.3M +$196K +24,521 +0.4%
Wells Fargo
2
Wells Fargo
California
$39.5M +$183K +22,958 +0.4%
Lazard Asset Management
3
Lazard Asset Management
New York
$24.6M
COLIM
4
City of London Investment Management
United Kingdom
$18.5M +$1.25M +157,035 +6%
BIA
5
Barry Investment Advisors
Massachusetts
$9.58M -$545K -68,353 -5%
KIM
6
Karpus Investment Management
New York
$7.88M +$700K +87,679 +9%
BI
7
Bulldog Investors
New Jersey
$2.57M +$83.8K +10,500 +3%
MC
8
Matisse Capital
Oregon
$2.39M +$2.71M +339,611 New
CA
9
Cornerstone Advisors
North Carolina
$1.29M -$1.19M -148,762 -45%
SCM
10
Salem Capital Management
Massachusetts
$1.24M -$108K -13,553 -7%
Bank of America
11
Bank of America
North Carolina
$1.18M +$244K +30,560 +22%
WAM
12
Wolverine Asset Management
Illinois
$782K +$886K +111,059 New
OMC
13
Oasis Management Company
Cayman Islands
$758K +$858K +107,552 New
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$502K +$568K +71,161 New
PAS
15
Park Avenue Securities
New York
$500K +$566K +70,896 New
RJA
16
Raymond James & Associates
Florida
$498K -$2.19M -274,290 -80%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$429K +$30.3K +3,791 +7%
CRC
18
Curi RMB Capital
Illinois
$408K +$372K +46,633 +413%
CCP
19
Cardan Capital Partners
Colorado
$400K +$453K +56,703 New
Nomura Asset Management
20
Nomura Asset Management
Japan
$339K
CL
21
CSS LLC
Illinois
$308K +$26.2K +3,288 +8%
Morgan Stanley
22
Morgan Stanley
New York
$300K -$43K -5,388 -11%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$226K +$256K +32,045 New
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$224K
Geode Capital Management
25
Geode Capital Management
Massachusetts
$216K -$1.99M -249,528 -89%