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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$29.2M +$5.05M +562,312 +21%
1CP
2
1607 Capital Partners
Virginia
$21.7M -$377K -42,000 -2%
Wells Fargo
3
Wells Fargo
California
$12.3M +$3.1M +345,611 +34%
Morgan Stanley
4
Morgan Stanley
New York
$4.93M -$516K -57,474 -10%
FWSM
5
First Wilshire Securities Management
California
$4.26M +$25.9K +2,883 +0.6%
DT
6
Diversified Trust
Tennessee
$4.2M +$2.07M +231,066 +100%
RA
7
Rational Advisors
New York
$4.18M
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.81M -$145K -16,167 -7%
STI
9
Susquehanna Trust & Investment
Pennsylvania
$1.55M -$6.42K -715 -0.4%
U
10
UBS
Switzerland
$1.23M +$107K +11,966 +10%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$973K +$51.3K +5,720 +6%
PRC
12
Platte River Capital
Colorado
$791K -$767K -85,500 -50%
VFAM
13
Valley Forge Asset Management
Pennsylvania
$734K -$25.6K -2,850 -3%
SG Americas Securities
14
SG Americas Securities
New York
$618K
WAM
15
Wolverine Asset Management
Illinois
$556K +$515K +57,409 +1,517%
Bank of America
16
Bank of America
North Carolina
$524K -$384K -42,752 -43%
Northern Trust
17
Northern Trust
Illinois
$499K +$493K +54,881 New
VFS
18
VSR Financial Services
Kansas
$400K
SFS
19
Shaker Financial Services
Virginia
$388K -$53.9K -6,000 -12%
SAS
20
Spectrum Advisory Services
Georgia
$364K -$29.6K -3,300 -8%
BA
21
Bard Associates
Illinois
$363K -$8.97K -1,000 -2%
WA
22
WFG Advisors
Texas
$310K
CCP
23
Clough Capital Partners
Massachusetts
$243K
DA
24
Doliver Advisors
Texas
$192K +$189K +21,110 New
WA
25
WealthTrust Axiom
Pennsylvania
$168K -$13.5K -1,500 -8%