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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$52.6M +$659K +75,531 +1%
1CP
2
1607 Capital Partners
Virginia
$45.9M +$1.35M +154,276 +3%
Lazard Asset Management
3
Lazard Asset Management
New York
$30.3M -$1.43M -163,418 -5%
COLIM
4
City of London Investment Management
United Kingdom
$16.1M +$1.22M +139,834 +8%
BIA
5
Barry Investment Advisors
Massachusetts
$14.1M -$177K -20,343 -1%
KIM
6
Karpus Investment Management
New York
$9.03M -$134K -15,331 -1%
BI
7
Bulldog Investors
New Jersey
$3.1M -$379K -43,412 -11%
CA
8
Cornerstone Advisors
North Carolina
$3M +$471K +53,982 +19%
RJA
9
Raymond James & Associates
Florida
$2.71M +$780K +89,441 +41%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$2.54M
SCM
11
Salem Capital Management
Massachusetts
$2.18M +$838K +96,025 +63%
FWSM
12
First Wilshire Securities Management
California
$1.16M -$62.8K -7,200 -5%
Bank of America
13
Bank of America
North Carolina
$1.02M +$735K +84,213 +261%
Stifel Financial
14
Stifel Financial
Missouri
$818K -$32.2K -3,692 -4%
Morgan Stanley
15
Morgan Stanley
New York
$804K -$312K -35,792 -28%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$740K
WAM
17
Wolverine Asset Management
Illinois
$685K +$682K +78,129 New
9WM
18
9258 Wealth Management
Ohio
$441K -$25.3K -2,900 -5%
Nomura Asset Management
19
Nomura Asset Management
Japan
$390K
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$341K
FT
21
Fiduciary Trust
Massachusetts
$276K +$148K +17,000 +117%
BA
22
Bard Associates
Illinois
$275K -$2.62K -300 -0.9%
LPL Financial
23
LPL Financial
California
$268K +$37.1K +4,255 +16%
CL
24
CSS LLC
Illinois
$266K +$43.1K +4,940 +19%
PVWM
25
Point View Wealth Management
New Jersey
$260K