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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$49.3M +$142K +12,700 +0.3%
Wells Fargo
2
Wells Fargo
California
$49M +$625K +55,826 +1%
Lazard Asset Management
3
Lazard Asset Management
New York
$43.1M -$895K -79,900 -2%
BIA
4
Barry Investment Advisors
Massachusetts
$26.8M -$580K -51,792 -2%
CRC
5
Curi RMB Capital
Illinois
$25.9M -$258K -23,080 -1%
KIM
6
Karpus Investment Management
New York
$18.2M -$1.18M -105,418 -6%
BI
7
Bulldog Investors
New Jersey
$11.1M -$1.88M -167,537 -15%
COLIM
8
City of London Investment Management
United Kingdom
$4.19M +$48.1K +4,300 +1%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$2.05M -$1.12K -100 -0.1%
FWSM
10
First Wilshire Securities Management
California
$1.84M -$18.5K -1,650 -1%
Morgan Stanley
11
Morgan Stanley
New York
$1.75M +$765K +68,356 +82%
MC
12
Matisse Capital
Oregon
$1.55M -$26.9K -2,400 -2%
WAM
13
Wolverine Asset Management
Illinois
$1.48M +$1.07M +95,550 +290%
Cohen & Steers
14
Cohen & Steers
New York
$896K +$874K +78,042 New
RJA
15
Raymond James & Associates
Florida
$822K +$45.2K +4,039 +6%
CA
16
Cornerstone Advisors
North Carolina
$800K +$162K +14,445 +26%
Bank of America
17
Bank of America
North Carolina
$701K +$45.3K +4,048 +7%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$678K -$33.6K -3,000 -5%
BC
19
Brinker Capital
Pennsylvania
$540K -$12.7K -1,138 -2%
PVWM
20
Point View Wealth Management
New Jersey
$373K -$3.74K -334 -1%
BA
21
Bard Associates
Illinois
$372K +$5.6K +500 +2%
Nomura Asset Management
22
Nomura Asset Management
Japan
$370K
UBS Group
23
UBS Group
Switzerland
$297K +$215K +19,244 +291%
CL
24
CSS LLC
Illinois
$292K
GC
25
Gratus Capital
Georgia
$205K