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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$26.8M -$1.07M -121,854 -4%
1CP
2
1607 Capital Partners
Virginia
$21.3M +$312K +35,498 +1%
Wells Fargo
3
Wells Fargo
California
$18.6M +$4.38M +497,409 +31%
FWSM
4
First Wilshire Securities Management
California
$4.01M -$20.7K -2,350 -0.5%
Morgan Stanley
5
Morgan Stanley
New York
$2.23M -$2.37M -269,699 -51%
KIM
6
Karpus Investment Management
New York
$2.04M +$2.05M +232,665 New
WAM
7
Wolverine Asset Management
Illinois
$1.89M +$1.9M +216,053 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.7M -$25.5K -2,900 -1%
STI
9
Susquehanna Trust & Investment
Pennsylvania
$1.45M -$17.7K -2,010 -1%
GFM
10
Gramercy Funds Management
Connecticut
$1M +$158K +17,954 +19%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$938K -$36K -4,089 -4%
VFAM
12
Valley Forge Asset Management
Pennsylvania
$643K -$31K -3,525 -5%
U
13
UBS
Switzerland
$608K +$41K +4,665 +7%
TC
14
TFS Capital
Pennsylvania
$604K +$606K +68,934 New
SFS
15
Shaker Financial Services
Virginia
$602K +$309K +35,112 +104%
SG Americas Securities
16
SG Americas Securities
New York
$601K -$202K -23,017 -25%
Bank of America
17
Bank of America
North Carolina
$587K -$1.08K -123 -0.2%
PRC
18
Platte River Capital
Colorado
$587K
HNB
19
Huntington National Bank
Ohio
$403K
PVWM
20
Point View Wealth Management
New Jersey
$393K -$7.26K -825 -2%
BA
21
Bard Associates
Illinois
$350K
SAS
22
Spectrum Advisory Services
Georgia
$335K -$16.1K -1,828 -5%
RJA
23
Raymond James & Associates
Florida
$327K +$329K +37,375 New
WA
24
WFG Advisors
Texas
$291K -$12.6K -1,428 -4%
CL
25
CSS LLC
Illinois
$223K