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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$44.8M +$103K +13,900 +0.2%
Wells Fargo
2
Wells Fargo
California
$44.2M +$308K +41,452 +0.7%
Lazard Asset Management
3
Lazard Asset Management
New York
$28.9M +$1.62M +217,649 +6%
COLIM
4
City of London Investment Management
United Kingdom
$22.8M +$2.11M +284,034 +11%
KIM
5
Karpus Investment Management
New York
$8.92M +$164K +22,130 +2%
BIA
6
Barry Investment Advisors
Massachusetts
$8.43M -$2.08M -280,220 -21%
MC
7
Matisse Capital
Oregon
$3.21M +$526K +70,880 +21%
BI
8
Bulldog Investors
New Jersey
$2.85M
SCM
9
Salem Capital Management
Massachusetts
$1.38M
Bank of America
10
Bank of America
North Carolina
$917K -$376K -50,689 -30%
CA
11
Cornerstone Advisors
North Carolina
$906K -$502K -67,650 -37%
OMC
12
Oasis Management Company
Cayman Islands
$841K
CRC
13
Curi RMB Capital
Illinois
$827K +$355K +47,802 +83%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$648K +$87.3K +11,763 +17%
PAS
15
Park Avenue Securities
New York
$644K +$85.2K +11,476 +16%
RJA
16
Raymond James & Associates
Florida
$555K +$2.35K +317 +0.4%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$465K -$10.9K -1,466 -2%
Nomura Asset Management
18
Nomura Asset Management
Japan
$377K
CL
19
CSS LLC
Illinois
$341K
CCP
20
Cardan Capital Partners
Colorado
$305K -$132K -17,735 -31%
Morgan Stanley
21
Morgan Stanley
New York
$268K -$61K -8,219 -19%
WAM
22
Wolverine Asset Management
Illinois
$245K -$592K -79,700 -72%
DWM
23
Dakota Wealth Management
Florida
$223K -$9.51K -1,280 -4%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$218K -$29.7K -4,000 -13%
SKK
25
Shepherd Kaplan Krochuk
Massachusetts
$215K