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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$29.8M +$3.41M +371,719 +13%
Wells Fargo
2
Wells Fargo
California
$26.7M +$4.84M +528,194 +22%
CRC
3
Curi RMB Capital
Illinois
$23M +$717K +78,252 +3%
Lazard Asset Management
4
Lazard Asset Management
New York
$20.5M -$3.96M -431,998 -16%
BIA
5
Barry Investment Advisors
Massachusetts
$20M +$20.4M +2,225,084 New
KIM
6
Karpus Investment Management
New York
$10.1M +$1.26M +137,279 +14%
FWSM
7
First Wilshire Securities Management
California
$3.39M -$158K -17,250 -4%
GFM
8
Gramercy Funds Management
Connecticut
$2.9M
Morgan Stanley
9
Morgan Stanley
New York
$2.4M -$19.2K -2,099 -0.8%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$1.32M +$349K +38,042 +35%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$872K -$835K -91,165 -48%
WAM
12
Wolverine Asset Management
Illinois
$765K -$898K -98,045 -53%
SG Americas Securities
13
SG Americas Securities
New York
$708K +$97K +10,587 +15%
RJA
14
Raymond James & Associates
Florida
$534K -$38.3K -4,185 -7%
PRC
15
Platte River Capital
Colorado
$475K
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$427K +$212K +23,100 +94%
Bank of America
17
Bank of America
North Carolina
$390K -$51.4K -5,609 -11%
PVWM
18
Point View Wealth Management
New Jersey
$381K -$42.5K -4,644 -10%
BA
19
Bard Associates
Illinois
$355K
DA
20
Doliver Advisors
Texas
$277K +$283K +30,902 New
SFS
21
Shaker Financial Services
Virginia
$275K -$368K -40,196 -57%
VFAM
22
Valley Forge Asset Management
Pennsylvania
$271K -$287K -31,375 -51%
SAS
23
Spectrum Advisory Services
Georgia
$232K
CL
24
CSS LLC
Illinois
$228K
VKH
25
Virtu KCG Holdings
New York
$222K +$226K +24,709 New