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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$34.8M +$1.73M +183,747 +6%
Wells Fargo
2
Wells Fargo
California
$34.1M +$4.31M +456,980 +15%
CRC
3
Curi RMB Capital
Illinois
$26.5M +$914K +96,821 +4%
BIA
4
Barry Investment Advisors
Massachusetts
$23.4M +$1.19M +126,318 +6%
Lazard Asset Management
5
Lazard Asset Management
New York
$21M -$1.61M -170,400 -7%
KIM
6
Karpus Investment Management
New York
$12.8M +$1.48M +156,778 +14%
FWSM
7
First Wilshire Securities Management
California
$3.48M -$264K -27,960 -7%
Morgan Stanley
8
Morgan Stanley
New York
$2.77M +$101K +10,701 +4%
GFM
9
Gramercy Funds Management
Connecticut
$2.53M -$650K -68,863 -21%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$1.21M -$243K -25,784 -18%
RJA
11
Raymond James & Associates
Florida
$623K +$29.7K +3,145 +5%
PRC
12
Platte River Capital
Colorado
$527K
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$473K
Bank of America
14
Bank of America
North Carolina
$448K +$14.7K +1,559 +4%
PVWM
15
Point View Wealth Management
New Jersey
$413K -$8.51K -902 -2%
SFS
16
Shaker Financial Services
Virginia
$392K +$83K +8,800 +29%
BA
17
Bard Associates
Illinois
$332K -$57.9K -6,134 -16%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$313K -$620K -65,699 -68%
VFAM
19
Valley Forge Asset Management
Pennsylvania
$263K -$35.6K -3,775 -12%
CL
20
CSS LLC
Illinois
$252K
WA
21
WFG Advisors
Texas
$241K
SAS
22
Spectrum Advisory Services
Georgia
$211K -$43K -4,557 -18%
CCP
23
Clough Capital Partners
Massachusetts
$188K
WA
24
WealthTrust Axiom
Pennsylvania
$184K
SKK
25
Shepherd Kaplan Krochuk
Massachusetts
$164K