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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$49.5M -$3.3M -387,397 -6%
1CP
2
1607 Capital Partners
Virginia
$48.6M +$2.1M +246,023 +5%
Lazard Asset Management
3
Lazard Asset Management
New York
$31.6M +$948K +111,277 +3%
COLIM
4
City of London Investment Management
United Kingdom
$19.1M +$1.85M +217,532 +11%
BIA
5
Barry Investment Advisors
Massachusetts
$13.1M -$419K -49,202 -3%
KIM
6
Karpus Investment Management
New York
$9.11M +$146K +17,125 +2%
BI
7
Bulldog Investors
New Jersey
$3.1M
RJA
8
Raymond James & Associates
Florida
$3M +$237K +27,809 +9%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$2.5M
SCM
10
Salem Capital Management
Massachusetts
$1.55M
FWSM
11
First Wilshire Securities Management
California
$1.11M -$31.5K -3,700 -3%
WAM
12
Wolverine Asset Management
Illinois
$1.01M -$184K -21,613 -16%
Morgan Stanley
13
Morgan Stanley
New York
$670K -$83.2K -9,763 -11%
MC
14
Matisse Capital
Oregon
$512K +$368K +43,200 +284%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$500K -$2.06K -242 -0.4%
6M
16
6 Meridian
Kansas
$442K +$429K +50,401 New
Nomura Asset Management
17
Nomura Asset Management
Japan
$390K
LCM
18
Landscape Capital Management
New Jersey
$374K -$28.9K -3,387 -7%
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$286K -$232K -27,249 -46%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$279K
DWM
21
Dakota Wealth Management
Florida
$268K +$1.02K +120 +0.4%
CL
22
CSS LLC
Illinois
$266K
BA
23
Bard Associates
Illinois
$262K -$4.47K -525 -2%
CRC
24
Curi RMB Capital
Illinois
$238K -$6.6K -774 -3%
GC
25
Guggenheim Capital
Illinois
$236K