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Japan Smaller Capitalization Fund

名稱 持股 交易金額 股數
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持股
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Allspring Global Investments
1
Allspring Global Investments
North Carolina
US$5281萬 -US$676萬 -592,502 -12%
City of London Investment Management
2
City of London Investment Management
United Kingdom
US$4588萬 +US$199萬 +174,562 +5%
Lazard Asset Management
3
Lazard Asset Management
New York
US$4195萬 +US$68.9萬 +60,365 +2%
1607 Capital Partners
4
1607 Capital Partners
Virginia
US$3209萬 -US$982萬 -860,491 -24%
Saba Capital Management
5
Saba Capital Management
New York
US$2296萬 +US$396萬 +346,975 +22%
Bank of America
6
Bank of America
North Carolina
US$522萬 – – –
Karpus Investment Management
7
Karpus Investment Management
New York
US$492萬 -US$21.3萬 -18,700 -4%
AC
8
Almitas Capital
California
US$455萬 -US$18.9萬 -16,581 -4%
Morgan Stanley
9
Morgan Stanley
New York
US$341萬 -US$281萬 -246,176 -46%
Pekin Hardy Strauss
10
Pekin Hardy Strauss
Illinois
US$332萬 +US$53.8萬 +47,136 +20%
MAA
11
Mraz Amerine & Associates
California
US$238萬 +US$7.88萬 +6,909 +4%
BI
12
Bulldog Investors
New Jersey
US$221萬 +US$95.1萬 +83,376 +80%
Flagship Harbor Advisors
13
Flagship Harbor Advisors
Massachusetts
US$192萬 +US$185萬 +162,571 新
LPL Financial
14
LPL Financial
California
US$178萬 +US$36萬 +31,520 +26%
ACM
15
Altium Capital Management
New York
US$177萬 – – –
RA
16
Raffles Associates
New York
US$131萬 – – –
Raymond James Financial
17
Raymond James Financial
Florida
US$126萬 +US$7,415 +650 +0.6%
CIBC World Market
18
CIBC World Market
Ontario, Canada
US$124萬 +US$12.7萬 +11,096 +12%
HC
19
Hara Capital
Washington
US$116萬 -US$1.37萬 -1,200 -1%
SFS
20
Shaker Financial Services
Virginia
US$110萬 +US$3.42萬 +3,000 +3%
Verition Fund Management
21
Verition Fund Management
Connecticut
US$93.7萬 -US$201萬 -175,907 -69%
CL
22
CSS LLC
Illinois
US$80.9萬 +US$49.5萬 +43,387 +172%
Baird Financial Group
23
Baird Financial Group
Wisconsin
US$74.7萬 – – –
BA
24
Bard Associates
Illinois
US$68.7萬 +US$21.8萬 +19,067 +49%
BIA
25
Barry Investment Advisors
Massachusetts
US$67.7萬 -US$66.2萬 -58,007 -50%