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Japan Smaller Capitalization Fund

名稱 持股 交易金額 股數
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持股
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Lazard Asset Management
1
Lazard Asset Management
New York
US$2274萬 +US$2353萬 +2,653,042 新
1607 Capital Partners
2
1607 Capital Partners
Virginia
US$2079萬 +US$2152萬 +2,426,235 新
Wells Fargo
3
Wells Fargo
California
US$865萬 +US$896萬 +1,009,905 新
Morgan Stanley
4
Morgan Stanley
New York
US$514萬 +US$532萬 +600,141 新
First Wilshire Securities Management
5
First Wilshire Securities Management
California
US$399萬 +US$413萬 +465,761 新
Rational Advisors
6
Rational Advisors
New York
US$343萬 – – –
Diversified Trust
7
Diversified Trust
Tennessee
US$198萬 +US$205萬 +231,034 新
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
US$185萬 +US$191萬 +215,596 新
Platte River Capital
9
Platte River Capital
Colorado
US$148萬 +US$153萬 +172,500 新
Susquehanna Trust & Investment
10
Susquehanna Trust & Investment
Pennsylvania
US$147萬 +US$152萬 +171,275 新
UBS
11
UBS
Switzerland
US$105萬 +US$109萬 +122,984 新
TC
12
TFS Capital
Pennsylvania
US$92.8萬 +US$96萬 +108,233 新
Thomas J. Herzfeld Advisors
13
Thomas J. Herzfeld Advisors
Florida
US$86.8萬 +US$89.9萬 +101,330 新
Bank of America
14
Bank of America
North Carolina
US$86萬 +US$89萬 +100,304 新
Karpus Investment Management
15
Karpus Investment Management
New York
US$74.4萬 +US$77萬 +86,769 新
VFAM
16
Valley Forge Asset Management
Pennsylvania
US$71.6萬 +US$74.1萬 +83,575 新
SG Americas Securities
17
SG Americas Securities
New York
US$58.3萬 +US$60.4萬 +68,044 新
Shaker Financial Services
18
Shaker Financial Services
Virginia
US$41.7萬 +US$43.1萬 +48,631 新
VFS
19
VSR Financial Services
Kansas
US$37.7萬 +US$39萬 +44,000 新
SAS
20
Spectrum Advisory Services
Georgia
US$37.2萬 +US$38.5萬 +43,365 新
Bard Associates
21
Bard Associates
Illinois
US$35.1萬 +US$36.3萬 +40,957 新
WA
22
WFG Advisors
Texas
US$29.3萬 +US$30.3萬 +34,157 新
Clough Capital Partners
23
Clough Capital Partners
Massachusetts
US$22.9萬 +US$23.7萬 +26,700 新
WA
24
WealthTrust Axiom
Pennsylvania
US$17.1萬 +US$17.7萬 +19,995 新
MAA
25
Mraz Amerine & Associates
California
US$13.7萬 +US$14.2萬 +16,000 新