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Japan Smaller Capitalization Fund

名稱 持股 交易金額 股數
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持股
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Lazard Asset Management
1
Lazard Asset Management
New York
US$2644萬 -US$231萬 -259,761 -8%
1607 Capital Partners
2
1607 Capital Partners
Virginia
US$2577萬 +US$258萬 +290,471 +12%
Wells Fargo
3
Wells Fargo
California
US$2021萬 +US$10萬 +11,289 +0.5%
Karpus Investment Management
4
Karpus Investment Management
New York
US$791萬 +US$538萬 +604,220 +260%
First Wilshire Securities Management
5
First Wilshire Securities Management
California
US$392萬 -US$38.7萬 -43,450 -9%
Wolverine Asset Management
6
Wolverine Asset Management
Illinois
US$295萬 +US$85.7萬 +96,276 +45%
Morgan Stanley
7
Morgan Stanley
New York
US$218萬 -US$21.5萬 -24,220 -9%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
US$178萬 -US$4.83萬 -5,433 -3%
Susquehanna Trust & Investment
9
Susquehanna Trust & Investment
Pennsylvania
US$140萬 -US$15.7萬 -17,623 -11%
Gramercy Funds Management
10
Gramercy Funds Management
Connecticut
US$137萬 +US$26.6萬 +29,942 +26%
Thomas J. Herzfeld Advisors
11
Thomas J. Herzfeld Advisors
Florida
US$101萬 – – –
Shaker Financial Services
12
Shaker Financial Services
Virginia
US$70.8萬 +US$5.48萬 +6,158 +9%
SG Americas Securities
13
SG Americas Securities
New York
US$64.9萬 – – –
VFAM
14
Valley Forge Asset Management
Pennsylvania
US$62.9萬 -US$6.09萬 -6,850 -9%
TC
15
TFS Capital
Pennsylvania
US$56.5萬 -US$8.13萬 -9,140 -13%
Platte River Capital
16
Platte River Capital
Colorado
US$50.1萬 -US$12.5萬 -14,000 -21%
Bank of America
17
Bank of America
North Carolina
US$48.2萬 -US$14.3萬 -16,117 -24%
Raymond James & Associates
18
Raymond James & Associates
Florida
US$45.1萬 +US$9.18萬 +10,320 +28%
Point View Wealth Management
19
Point View Wealth Management
New Jersey
US$42.8萬 +US$3,817 +429 +1%
Bard Associates
20
Bard Associates
Illinois
US$37.4萬 -US$3,559 -400 -1%
WA
21
WFG Advisors
Texas
US$34.6萬 +US$3.09萬 +3,469 +10%
SAS
22
Spectrum Advisory Services
Georgia
US$28.8萬 -US$6.9萬 -7,752 -20%
CL
23
CSS LLC
Illinois
US$24萬 – – –
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
US$23.3萬 +US$20萬 +22,450 +1,069%
UBS
25
UBS
Switzerland
US$18.7萬 -US$44.2萬 -49,628 -71%