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Japan Smaller Capitalization Fund

名稱 持股 交易金額 股數
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持股
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Wells Fargo
1
Wells Fargo
California
US$5122萬 +US$145萬 +118,945 +3%
1607 Capital Partners
2
1607 Capital Partners
Virginia
US$4988萬 +US$104萬 +85,241 +2%
Lazard Asset Management
3
Lazard Asset Management
New York
US$4000萬 -US$210萬 -172,544 -5%
Curi RMB Capital
4
Curi RMB Capital
Illinois
US$2472萬 +US$4.54萬 +3,723 +0.2%
Barry Investment Advisors
5
Barry Investment Advisors
Massachusetts
US$1939萬 -US$61萬 -50,039 -3%
City of London Investment Management
6
City of London Investment Management
United Kingdom
US$1795萬 +US$200萬 +164,035 +12%
Karpus Investment Management
7
Karpus Investment Management
New York
US$1192萬 -US$18.2萬 -14,976 -1%
Bulldog Investors
8
Bulldog Investors
New Jersey
US$799萬 – – –
CA
9
Cornerstone Advisors
North Carolina
US$332萬 +US$84.7萬 +69,549 +32%
Morgan Stanley
10
Morgan Stanley
New York
US$189萬 -US$29.2萬 -23,924 -13%
Raymond James & Associates
11
Raymond James & Associates
Florida
US$185萬 +US$81.2萬 +66,633 +72%
Thomas J. Herzfeld Advisors
12
Thomas J. Herzfeld Advisors
Florida
US$178萬 -US$25.1萬 -20,610 -12%
Wolverine Asset Management
13
Wolverine Asset Management
Illinois
US$165萬 +US$113萬 +92,779 +190%
First Wilshire Securities Management
14
First Wilshire Securities Management
California
US$164萬 -US$1.52萬 -1,250 -0.9%
Cohen & Steers
15
Cohen & Steers
New York
US$126萬 -US$39.1萬 -32,106 -23%
Spectrum Asset Management (California)
16
Spectrum Asset Management (California)
California
US$92.3萬 – – –
Bank of America
17
Bank of America
North Carolina
US$80.1萬 -US$32.2萬 -26,464 -28%
Matisse Capital
18
Matisse Capital
Oregon
US$58.7萬 -US$56.7萬 -46,563 -48%
Stifel Financial
19
Stifel Financial
Missouri
US$56.7萬 +US$36.3萬 +29,824 +159%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
US$45.5萬 -US$1.22萬 -1,000 -2%
Nomura Asset Management
21
Nomura Asset Management
Japan
US$43.5萬 – – –
Brinker Capital
22
Brinker Capital
Pennsylvania
US$42.8萬 -US$2.18萬 -1,791 -5%
6 Meridian
23
6 Meridian
Kansas
US$41.8萬 +US$43.7萬 +35,877 新
Bard Associates
24
Bard Associates
Illinois
US$37萬 – – –
Guggenheim Capital
25
Guggenheim Capital
Illinois
US$36.8萬 +US$8.22萬 +6,750 +27%