Spectrum Asset Management (California)’s Japan Smaller Capitalization Fund JOF Stock Holding History

Spectrum Asset Management (California)’s Portfolio JOF Stock Details JOF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-47,055	Closed	-$521K	–	116
2025 Q4	$521K	Buy	+47,055	New	+$494K	0.17%	68
2018 Q3	–	Sell	-79,200	Closed	-$923K	–	92
2018 Q2	$923K	Hold	79,200	–	–	0.82%	33
2018 Q1	$973K	Buy	79,200 +56,850	+254%	+$699K	0.86%	31
2017 Q4	$264K	Buy	+22,350	New	+$287K	0.2%	67

Other funds holding JOF

Allspring Global Investments Charlotte, North Carolina $65.2B AUM 39.42% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

Almitas Capital Santa Monica, California $417M AUM 22.81% 1-Year Est. Return

Verition Fund Management Greenwich, Connecticut $19.7B AUM 39.39% 1-Year Est. Return

Spectrum Asset Management (California)'s JOF Position: Q1 2026 in Review

Spectrum Asset Management (California) sold out of Japan Smaller Capitalization Fund (JOF) in Q1 2026, closing a stake of 47,055 shares — an estimated $521K sold.

Spectrum Asset Management (California) first reported a position in JOF in Q4 2017 and held it in 4 quarters. The position peaked at $973K in Q1 2018. 55 funds tracked by Wall St. Rank hold JOF as of Q1 2026.

Spectrum Asset Management (California) reported no remaining Japan Smaller Capitalization Fund position as of Q1 2026 after selling out during the quarter.
Spectrum Asset Management (California) sold 47,055 Japan Smaller Capitalization Fund shares in Q1 2026, an estimated $521K.
Spectrum Asset Management (California) first reported a position in Japan Smaller Capitalization Fund in Q4 2017 and held it in 4 quarters.
Spectrum Asset Management (California)'s Japan Smaller Capitalization Fund position peaked at $973K in Q1 2018.
55 funds tracked by Wall St. Rank held Japan Smaller Capitalization Fund as of Q1 2026.

Based on Spectrum Asset Management (California)'s 13F filing for Q1 2026, filed 22 Apr 2026.