BI

Bulldog Investors Portfolio holdings

AUM $396M
This Quarter Return
+4.81%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$388M
AUM Growth
+$388M
Cap. Flow
-$8.88M
Cap. Flow %
-2.29%
Top 10 Hldgs %
50.71%
Holding
96
New
16
Increased
18
Reduced
18
Closed
12

Top Buys

1
KEF
Korea Equity Fund
KEF
$7.14M
2
PHUN icon
Phunware
PHUN
$6.62M
3
JFC
JPMorgan China Region Fund, Inc.
JFC
$6.6M
4
NYRT
New York REIT, Inc.
NYRT
$5.69M
5
SWZ
Swiss Helvetia Fund
SWZ
$4.01M

Top Sells

1
DCA
Virtus Total Return Fund
DCA
$14M
2
NRO
Neuberger Berman Real Estate Securities Income Fund
NRO
$14M
3
STLRU
Stellar Acquisition III Inc. Units
STLRU
$6.73M
4
EMG
Emergent Capital, Inc.
EMG
$4.88M
5
WHLR
Wheeler Real Estate Investment Trust
WHLR
$4.47M

Sector Composition

1 Financials 13.04%
2 Real Estate 8.15%
3 Industrials 3.6%
4 Technology 2.57%
5 Healthcare 0.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
STC icon
1
Stewart Information Services
STC
$2.04B
$42.6M 10.96% 964,143 -55,175 -5% -$2.44M
NYRT
2
DELISTED
New York REIT, Inc.
NYRT
$31.6M 8.14% 3,265,032 +586,948 +22% +$5.69M
SWZ
3
Swiss Helvetia Fund
SWZ
$78.5M
$24.7M 6.35% 2,126,494 +345,264 +19% +$4.01M
GLQ
4
Clough Global Equity Fund
GLQ
$139M
$15.4M 3.95% 1,214,401 +157,570 +15% +$1.99M
NRO
5
Neuberger Berman Real Estate Securities Income Fund
NRO
$207M
$15.2M 3.92% 2,860,100 -2,634,817 -48% -$14M
DHG
6
DELISTED
Deutsche High Incm Opportunities
DHG
$14.8M 3.82% 1,012,392 – –
HIL
7
DELISTED
Hill International, Inc. Common Stock
HIL
$14M 3.6% 3,370,000 -505,519 -13% -$2.1M
KEF
8
DELISTED
Korea Equity Fund
KEF
$13.1M 3.36% 1,487,216 +813,165 +121% +$7.14M
PCF
9
High Income Securities Fund
PCF
$121M
$12.9M 3.31% 1,482,158 +275,144 +23% +$2.39M
JFC
10
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$12.8M 3.29% 698,141 +359,937 +106% +$6.6M
MVC
11
DELISTED
MVC Capital, Inc.
MVC
$12.4M 3.19% 1,378,812 – –
LCM
12
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$12.3M 3.18% 1,461,794 – –
JOF
13
Japan Smaller Capitalization Fund
JOF
$303M
$12.3M 3.16% 1,134,038 -30,938 -3% -$335K
LGI
14
Lazard Global Total Return & Income Fund
LGI
$232M
$12M 3.08% 797,557 -19,271 -2% -$289K
PHF
15
DELISTED
Pacholder High Yield
PHF
$11.6M 2.99% 1,505,407 +76,154 +5% +$588K
CET
16
Central Securities Corp
CET
$1.45B
$8.9M 2.29% 371,496 -33,725 -8% -$808K
USA icon
17
Liberty All-Star Equity Fund
USA
$1.95B
$8.58M 2.21% 1,571,531 +511,705 +48% +$2.79M
DCA
18
DELISTED
Virtus Total Return Fund
DCA
$7.89M 2.03% 1,804,725 -3,211,427 -64% -$14M
FAM
19
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$7.82M 2.01% 672,929 -122,352 -15% -$1.42M
NXG
20
NXG NextGen Infrastructure Income Fund
NXG
$200M
$7.67M 1.97% 416,010 -182,816 -31% -$3.37M
TY icon
21
TRI-Continental Corp
TY
$1.74B
$7.25M 1.87% 313,691 – –
PHUN icon
22
Phunware
PHUN
$52.1M
$6.62M 1.7% +653,000 New +$6.62M
DEX
23
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$6.25M 1.61% 568,505 +259,549 +84% +$2.85M
GECC icon
24
Great Elm Capital Corp
GECC
$130M
$5.35M 1.38% 470,056 – –
MACQU
25
DELISTED
M I Acquisitions, Inc. Unit
MACQU
$3.99M 1.03% 390,000 – –
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