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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.55%
This Fund
S&P 500
This Quarter Est. Return
+4.82%
1 Year Est. Return
+2.55%
3 Year Est. Return
+20.9%
5 Year Est. Return
+21%
10 Year Est. Return
+76.48%
AUM
$388M
AUM Growth
-$2.53M
Cap. Flow
-$2.52M
Cap. Flow %
-0.65%
Top 10 Hldgs %
50.71%
Holding
95
New
16
Increased
18
Reduced
17
Closed
12

Top Buys

Rank Stock Value
1
KEF
Korea Equity Fund
KEF
+$6.67M
2
PHUN icon
Phunware
PHUN
+$6.6M
3
JFC
JPMorgan China Region Fund, Inc.
JFC
+$6.25M
4
NYRT
New York REIT, Inc.
NYRT
+$5.77M
5
APF
Morgan Stanley Asia Pacific Fund
APF
+$5.16M

Top Sells

Rank Stock Value
1
DCA
Virtus Total Return Fund
DCA
+$14.5M
2
NRO
Neuberger Real Estate Securities Income Fund Inc
NRO
+$14M
3
STLRU
Stellar Acquisition III Inc. Units
STLRU
+$6.73M
4
EMG
Emergent Capital, Inc.
EMG
+$4.88M
5
NXG
NXG NextGen Infrastructure Income Fund
NXG
+$3.33M

Sector Composition

Rank Sector Weight
1 Financials 14.91%
2 Real Estate 8.15%
3 Industrials 3.6%
4 Technology 2.57%
5 Healthcare 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STC icon
1
Stewart Information Services
STC
$2.06B
$42.6M 10.96%
964,143
-55,175
-5% -$2.43M
NYRT
2
DELISTED
New York REIT, Inc.
NYRT
$31.6M 8.14%
326,503
+58,695
+22% +$5.77M
SWZ
3
Swiss Helvetia Fund
SWZ
$76.5M
$24.7M 6.35%
2,126,494
+345,264
+19% +$3.78M
GLQ
4
Clough Global Equity Fund
GLQ
$152M
$15.3M 3.95%
1,214,401
+157,570
+15% +$1.87M
NRO
5
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$15.2M 3.92%
2,997,385
-2,761,288
-48% -$14M
DHG
6
DELISTED
Deutsche High Incm Opportunities
DHG
$14.8M 3.82%
1,012,392
– –
HIL
7
DELISTED
Hill International, Inc. Common Stock
HIL
$14M 3.6%
3,370,000
-505,519
-13% -$2.51M
KEF
8
DELISTED
Korea Equity Fund
KEF
$13.1M 3.36%
1,487,216
+813,165
+121% +$6.67M
PCF
9
High Income Securities Fund
PCF
$98.8M
$12.8M 3.31%
1,482,158
+275,144
+23% +$2.35M
JFC
10
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$12.8M 3.29%
698,141
+359,937
+106% +$6.25M
MVC
11
DELISTED
MVC Capital, Inc.
MVC
$12.4M 3.19%
1,378,812
– –
LCM
12
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$12.3M 3.18%
1,461,794
– –
JOF
13
Japan Smaller Capitalization Fund
JOF
$321M
$12.3M 3.16%
1,134,038
-30,938
-3% -$322K
LGI
14
Lazard Global Total Return & Income Fund
LGI
$236M
$12M 3.08%
797,557
-19,271
-2% -$281K
PHF
15
DELISTED
Pacholder High Yield
PHF
$11.6M 2.99%
1,505,407
+76,154
+5% +$585K
CET
16
Central Securities Corp
CET
$1.58B
$8.9M 2.29%
371,496
-33,725
-8% -$775K
USA icon
17
Liberty All-Star Equity Fund
USA
$1.79B
$8.58M 2.21%
1,571,531
+511,705
+48% +$2.77M
DCA
18
DELISTED
Virtus Total Return Fund
DCA
$7.89M 2.03%
1,804,725
-3,211,427
-64% -$14.5M
FAM
19
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$7.82M 2.01%
672,929
-122,352
-15% -$1.39M
NXG
20
NXG NextGen Infrastructure Income Fund
NXG
$327M
$7.67M 1.97%
104,003
-45,704
-31% -$3.33M
TY icon
21
TRI-Continental Corp
TY
$1.86B
$7.25M 1.87%
313,691
– –
PHUN icon
22
Phunware
PHUN
$43.1M
$6.62M 1.7%
+13,060
New +$6.6M
DEX
23
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$6.25M 1.61%
568,505
+259,549
+84% +$2.74M
GECC icon
24
Great Elm Capital Corp
GECC
$71.4M
$5.35M 1.38%
78,343
– –
MACQU
25
DELISTED
M I Acquisitions, Inc. Unit
MACQU
$3.99M 1.03%
390,000
– –
1
2 3 4

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Mandatum Life Insurance Company Helsinki, Finland $445M AUM 26.43% 1-Year Est. Return
RWM
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WC
Weil Company San Diego, California $445M AUM 14.95% 1-Year Est. Return
AFA
Abacus FCF Advisors Orlando, Florida $444M AUM 44.44% 1-Year Est. Return
SGCM
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WCP
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ACA
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FWSM
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Bulldog Investors's Q1 2017 Portfolio in Review

As of Q1 2017, Bulldog Investors held 95 positions worth $388M, down 0.65% from $391M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Bulldog Investors's Q1 2017 filing shows 16 new, 18 increased, 17 reduced and 12 closed positions. Its largest new stake was Phunware: 13,060 shares worth $6.62M. The largest sale was Virtus Total Return Fund, an estimated $14.5M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 16% a quarter earlier, followed by Real Estate and Industrials.

  • Bulldog Investors's largest Q1 2017 buy was Phunware: 13,060 shares worth $6.62M.
  • Bulldog Investors added most to Korea Equity Fund in Q1 2017, an estimated $6.67M increase.
  • Bulldog Investors's biggest Q1 2017 reduction was Virtus Total Return Fund, cutting an estimated $14.5M.
  • Bulldog Investors fully exited Stellar Acquisition III Inc. Units in Q1 2017, selling an estimated $6.73M.
  • Bulldog Investors's ten largest holdings make up 51% of its $388M portfolio in Q1 2017.
  • Bulldog Investors opened 16 new positions and closed 12 in Q1 2017.
  • Bulldog Investors's portfolio value fell 0.65% quarter-over-quarter to $388M.

Based on Bulldog Investors's 13F filing for Q1 2017, filed 14 Apr 2017.