Bulldog Investors’s HighPeak Energy HPK Stock Holding History

Bulldog Investors’s Portfolio HPK Stock Details HPK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-69,826	Closed	-$716K	–	161
2019 Q3	$716K	Sell	69,826 -540,196	-89%	-$5.51M	0.32%	73
2019 Q2	$6.19K	Sell	610,022 -1,782	-0.3%	-$18K	1.94%	9
2019 Q1	$6.13M	Sell	611,804 -52,132	-8%	-$519K	2.72%	10
2018 Q4	$6.53M	Sell	663,936 -648,242	-49%	-$6.34M	2.45%	9
2018 Q3	$12.7M	Sell	1,312,178 -2,500	-0.2%	-$24.2K	3.58%	6
2018 Q2	$12.7M	Buy	+1,314,678	New	+$12.7M	3.34%	8

Other funds holding HPK

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

CIM

Cowen Investment Management New York $12M AUM 1.47% 1-Year Est. Return

MSU

Mizuho Securities USA New York $4.24B AUM 22.54% 1-Year Est. Return

GCL

Glazer Capital LLC New York $4.71B AUM 81.93% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

WRBC

W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

SCM

Shaolin Capital Management Miami, Florida $2.71B AUM 64.83% 1-Year Est. Return

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return

Bulldog Investors's HPK Position: Q4 2019 in Review

Bulldog Investors sold out of HighPeak Energy (HPK) in Q4 2019, closing a stake of 69,826 shares — an estimated $716K sold.

Bulldog Investors first reported a position in HPK in Q2 2018 and held it in 6 quarters. The position peaked at $12.7M in Q3 2018. 47 funds tracked by Wall St. Rank hold HPK as of Q4 2019.

Bulldog Investors reported no remaining HighPeak Energy position as of Q4 2019 after selling out during the quarter.
Bulldog Investors sold 69,826 HighPeak Energy shares in Q4 2019, an estimated $716K.
Bulldog Investors first reported a position in HighPeak Energy in Q2 2018 and held it in 6 quarters.
Bulldog Investors's HighPeak Energy position peaked at $12.7M in Q3 2018.
47 funds tracked by Wall St. Rank held HighPeak Energy as of Q4 2019.

Based on Bulldog Investors's 13F filing for Q4 2019, filed 14 Feb 2020.