Mizuho Securities USA’s HighPeak Energy HPK Stock Holding History

Mizuho Securities USA’s Portfolio HPK Stock Details HPK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-491,363	Closed	-$5.16M	–	177
2020 Q2	$5.16M	Sell	491,363 -2,909,331	-86%	-$30.6M	0.35%	42
2020 Q1	$35.6M	Buy	3,400,694 +1,298,608	+62%	+$13.5M	5.27%	3
2019 Q4	$21.8M	Buy	2,102,086 +306,886	+17%	+$3.16M	1.08%	4
2019 Q3	$18.4M	Buy	1,795,200 +1,670,200	+1,336%	+$17M	1.09%	6
2019 Q2	$1.27M	Buy	+125,000	New	+$1.26M	0.06%	88
2019 Q1	–	Sell	-674,393	Closed	-$6.64M	–	124
2018 Q4	$6.64M	Buy	674,393 +374,393	+125%	+$3.66M	0.88%	21
2018 Q3	$2.91M	Sell	300,000 -556,578	-65%	-$5.39M	0.22%	47
2018 Q2	$8.26M	Buy	+856,578	New	+$8.26M	0.85%	19

Other funds holding HPK

Kepos Capital New York $73.4M AUM 4.78% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $351M AUM 21.82% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $177B AUM 39.86% 1-Year Est. Return

SCP

Syntal Capital Partners Midland, Texas $10M AUM 35.51% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

MFS

Mirabella Financial Services London, United Kingdom $1.05B AUM 22.45% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Mizuho Securities USA's HPK Position: Q3 2020 in Review

Mizuho Securities USA sold out of HighPeak Energy (HPK) in Q3 2020, closing a stake of 491,363 shares — an estimated $5.16M sold.

Mizuho Securities USA first reported a position in HPK in Q2 2018 and held it in 8 quarters. The position peaked at $35.6M in Q1 2020. 11 funds tracked by Wall St. Rank hold HPK as of Q3 2020.

Mizuho Securities USA reported no remaining HighPeak Energy position as of Q3 2020 after selling out during the quarter.
Mizuho Securities USA sold 491,363 HighPeak Energy shares in Q3 2020, an estimated $5.16M.
Mizuho Securities USA first reported a position in HighPeak Energy in Q2 2018 and held it in 8 quarters.
Mizuho Securities USA's HighPeak Energy position peaked at $35.6M in Q1 2020.
11 funds tracked by Wall St. Rank held HighPeak Energy as of Q3 2020.

Based on Mizuho Securities USA's 13F filing for Q3 2020, filed 26 Oct 2020.