PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

58 hedge funds and large institutions have $98.6M invested in Pioneer Floating Rate Fund in 2019 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 17 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
-2
Holders Change %
-3.33%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
17
Reduced
20
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
+$10.5M
2
PCM
PenderFund Capital Management
British Columbia, Canada
+$1.42M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.41M
4
WS
Wela Strategies
Georgia
+$808K
5
Invesco
Invesco
Georgia
+$773K

Top Sellers

1
SFS
Shaker Financial Services
Virginia
-$1.58M
2
PPA
Parametric Portfolio Associates
Washington
-$1.46M
3
COLIM
City of London Investment Management
United Kingdom
-$1.34M
4
AAMU
Amundi Asset Management US
Massachusetts
-$1.15M
5
Morgan Stanley
Morgan Stanley
New York
-$715K
Name Holding Trade Value Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$14.4M -$174K -16,727 -1%
SCM
2
Saba Capital Management
New York
$12.1M +$10.5M +1,013,404 +667%
AAMU
3
Amundi Asset Management US
Massachusetts
$7.84M -$1.15M -110,216 -13%
ISSM
4
Invesco Senior Secured Management
New York
$6.46M – – –
Baillie Gifford & Co
5
Baillie Gifford & Co
United Kingdom
$5.73M – – –
GC
6
Guggenheim Capital
Illinois
$5.29M +$159K +15,253 +3%
CIA
7
Capital Investment Advisors
Georgia
$4.84M +$520K +50,008 +12%
RCM
8
Rivernorth Capital Management
Florida
$4.32M +$703K +67,644 +19%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.11M +$1.41M +135,850 +52%
Invesco
10
Invesco
Georgia
$3.79M +$773K +74,337 +26%
Cohen & Steers
11
Cohen & Steers
New York
$2.74M – – –
Bank of America
12
Bank of America
North Carolina
$2.01M -$219K -21,083 -10%
WAM
13
Wolverine Asset Management
Illinois
$1.94M +$222K +21,376 +13%
Morgan Stanley
14
Morgan Stanley
New York
$1.87M -$715K -68,729 -28%
AC
15
Almitas Capital
California
$1.75M +$532K +51,106 +44%
FHA
16
Flagship Harbor Advisors
Massachusetts
$1.58M -$112K -10,806 -7%
SFS
17
Shaker Financial Services
Virginia
$1.57M -$1.58M -151,850 -50%
CRC
18
Curi RMB Capital
Illinois
$1.56M -$353K -33,992 -19%
SIA
19
Sit Investment Associates
Minnesota
$1.42M +$452K +43,467 +47%
PCM
20
PenderFund Capital Management
British Columbia, Canada
$1.42M +$1.42M +100,000 New
LCM
21
Landscape Capital Management
New Jersey
$1.15M +$181K +17,426 +19%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.01M +$156K +14,958 +18%
WS
23
Wela Strategies
Georgia
$808K +$808K +77,735 New
QGA
24
Q Global Advisors
Texas
$689K +$97.1K +9,329 +16%
Wells Fargo
25
Wells Fargo
California
$686K -$167K -16,081 -20%
1
2 3