PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

37 hedge funds and large institutions have $39.5M invested in Pioneer Floating Rate Fund in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.65%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
2
Increased
12
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
$1.63M
2
GC
Guggenheim Capital
Illinois
$6.48M
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
$628K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$856K
5
Bank of America
Bank of America
North Carolina
$2.46M

Top Sellers

1
MIG
Mariner Investment Group
New York
$0
2
WWM
Wagner Wealth Management
South Carolina
$128K
3
Invesco
Invesco
Georgia
$5.52M
4
KAS
Kestra Advisory Services
Texas
$197K
5
CCFM
Clear Creek Financial Management
Washington
$1.57M
Name Holding Trade Value Shares
Change 		Shares
Change %
ISSM
1
Invesco Senior Secured Management
New York
$7.04M – – –
GC
2
Guggenheim Capital
Illinois
$6.48M +$673K +58,599 +12%
Invesco
3
Invesco
Georgia
$5.52M -$46K -4,006 -0.8%
LSPW
4
Lake Street Private Wealth
Illinois
$3.51M +$212K +18,425 +6%
Bank of America
5
Bank of America
North Carolina
$2.46M +$223K +19,423 +10%
Morgan Stanley
6
Morgan Stanley
New York
$2.2M +$203K +17,631 +10%
FHA
7
Flagship Harbor Advisors
Massachusetts
$1.65M – – –
SFS
8
Shaker Financial Services
Virginia
$1.63M +$1.49M +129,505 +1,042%
CCFM
9
Clear Creek Financial Management
Washington
$1.57M -$22.8K -1,984 -1%
TFS
10
TrustCore Financial Services
Tennessee
$1.28M – – –
Wells Fargo
11
Wells Fargo
California
$1.26M +$35.8K +3,118 +3%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$856K +$295K +25,679 +53%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$628K +$448K +38,924 +248%
VEA
14
Virtus ETF Advisers
New York
$476K -$4.62K -402 -1%
Fiera Capital (Canada)
15
Fiera Capital (Canada)
Quebec, Canada
$395K – – –
CIA
16
Capital Investment Advisors
Georgia
$289K -$769 -67 -0.3%
Osaic Holdings
17
Osaic Holdings
Arizona
$252K +$66.1K +5,760 +36%
RTS
18
Round Table Services
New Jersey
$200K +$15.1K +1,315 +8%
FIA
19
FNY Investment Advisers
New York
$198K +$198K +17,300 New
KAS
20
Kestra Advisory Services
Texas
$197K -$25.3K -2,208 -11%
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$196K +$24.1K +2,100 +14%
CPC
22
Congress Park Capital
New York
$190K – – –
UBS Group
23
UBS Group
Switzerland
$160K -$2.83K -245 -2%
WS
24
Wedbush Securities
California
$153K +$11.5K +1,000 +8%
Barclays
25
Barclays
United Kingdom
$146K – – –
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