PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

58 hedge funds and large institutions have $124M invested in Pioneer Floating Rate Fund in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 7 closing their positions.

Holders
58
Holders Change
+2
Holders Change %
+3.57%
% of All Funds
1.15%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
9
Increased
19
Reduced
16
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$31M
2
SIA
2
Sit Investment Associates
Minnesota
$4.73M
3
CCIM
3
Chapwood Capital Investment Management
Texas
$2.81M
4
RCM
4
Rivernorth Capital Management
Florida
$9.95M
5
Bank of America
5
Bank of America
North Carolina
$3.8M

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$2.94M
2
SFS
2
Shaker Financial Services
Virginia
$0
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
GC
4
Guggenheim Capital
Illinois
$4.54M
5
CRC
5
Curi RMB Capital
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$31M 2,823,285 +423,548 +18%
RVPG
2
Relative Value Partners Group
$15M 1,355,537 -15,079 -1%
RCM
3
Rivernorth Capital Management
Florida
$9.95M 907,088 +171,781 +23%
ISSM
4
Invesco Senior Secured Management
New York
$6.63M 613,094 – –
CIA
5
Capital Investment Advisors
Georgia
$6.62M 603,103 +52,701 +10%
Invesco
6
Invesco
Georgia
$6.12M 557,373 +94,190 +20%
Baillie Gifford & Co
7
Baillie Gifford & Co
United Kingdom
$5.94M 541,036 – –
SIA
8
Sit Investment Associates
Minnesota
$4.73M 431,381 +299,823 +228%
GC
9
Guggenheim Capital
Illinois
$4.54M 413,436 -91,576 -18%
Bank of America
10
Bank of America
North Carolina
$3.8M 346,275 +150,909 +77%
LSPW
11
Lake Street Private Wealth
Illinois
$3.69M 335,950 +19,150 +6%
VEA
12
Virtus ETF Advisers
New York
$3.24M 295,163 +17,920 +6%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.94M 267,930 -182,096 -40%
CCIM
14
Chapwood Capital Investment Management
Texas
$2.81M 256,036 +256,036 New
Cohen & Steers
15
Cohen & Steers
New York
$2.74M 250,120 -12,997 -5%
FHA
16
Flagship Harbor Advisors
Massachusetts
$1.46M 133,095 -10,122 -7%
PCM
17
PenderFund Capital Management
British Columbia, Canada
$1.42M 100,000 – –
TFS
18
TrustCore Financial Services
Tennessee
$1.17M 106,482 +20,401 +24%
Morgan Stanley
19
Morgan Stanley
New York
$1.01M 92,231 -15,075 -14%
QGA
20
Q Global Advisors
Texas
$911K 83,042 +16,826 +25%
AC
21
Almitas Capital
California
$802K 73,121 +73,121 New
PPA
22
Parametric Portfolio Associates
Washington
$659K 60,029 +853 +1%
Citigroup
23
Citigroup
New York
$619K 56,445 +56,423 +256,468%
ZA
24
Zazove Associates
Nevada
$524K 47,798 +47,798 New
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$503K 45,822 +5,692 +14%
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