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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+4.23%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$218M
AUM Growth
+$21.5M
Cap. Flow
+$13.1M
Cap. Flow %
6.03%
Top 10 Hldgs %
36.4%
Holding
172
New
39
Increased
35
Reduced
70
Closed
26

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.8M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.88M
3
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$3.84M
4
HIX
Western Asset High Income Fund II
HIX
+$3.01M
5
EHI
Western Asset Global High Income Fund
EHI
+$2.9M

Top Sells

Rank Stock Value
1
GAM
General American Investors Company
GAM
+$4M
2
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$3.38M
3
SPE
Special Opportunities Fund
SPE
+$2.55M
4
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
+$2.3M
5
HEQ
John Hancock Hedged Equity & Income Fund
HEQ
+$2.23M

Sector Composition

Rank Sector Weight
1 Financials 5.03%
2 Real Estate 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$789B
$27.4M 12.6%
85,172
+74,007
+663% +$22.8M
JTA
2
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$7.3M 3.36%
604,958
-170,868
-22% -$1.97M
CII icon
3
BlackRock Enhanced Captial and Income Fund
CII
$982M
$6.92M 3.18%
401,009
-20,564
-5% -$340K
DIA icon
4
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$6.08M 2.8%
+21,345
New +$5.88M
CET
5
Central Securities Corp
CET
$1.57B
$5.8M 2.66%
175,181
-26,695
-13% -$860K
FUND
6
Sprott Focus Trust
FUND
$299M
$5.61M 2.58%
761,579
+131,777
+21% +$918K
JCE icon
7
Nuveen Core Equity Alpha Fund
JCE
$281M
$5.58M 2.57%
381,923
-7,728
-2% -$112K
SOR
8
Source Capital
SOR
$384M
$4.91M 2.25%
126,815
-34,814
-22% -$1.31M
JTD
9
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$4.84M 2.23%
279,748
-118,374
-30% -$2.02M
STEW
10
SRH Total Return Fund
STEW
$1.79B
$4.76M 2.19%
403,573
-144,310
-26% -$1.64M
HIX
11
Western Asset High Income Fund II
HIX
$351M
$4.75M 2.19%
705,549
+450,104
+176% +$3.01M
RVT icon
12
Royce Value Trust
RVT
$2.21B
$4.75M 2.18%
321,698
-12,235
-4% -$174K
GDV icon
13
Gabelli Dividend & Income Trust
GDV
$2.6B
$4.49M 2.07%
204,743
-101,688
-33% -$2.13M
AIF
14
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$3.83M 1.76%
253,344
+16,383
+7% +$243K
DIAX
15
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$3.81M 1.75%
+215,792
New +$3.84M
EHI
16
Western Asset Global High Income Fund
EHI
$175M
$3.24M 1.49%
323,059
+295,439
+1,070% +$2.9M
ARDC
17
Are Dynamic Credit Allocation Fund
ARDC
$297M
$3.17M 1.45%
206,160
+31,913
+18% +$472K
FPF
18
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$2.92M 1.34%
123,671
+92,026
+291% +$2.19M
SPE
19
Special Opportunities Fund
SPE
$140M
$2.9M 1.33%
205,937
-186,501
-48% -$2.55M
RMT
20
Royce Micro-Cap Trust
RMT
$731M
$2.75M 1.26%
322,142
-159,824
-33% -$1.31M
EVV
21
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$2.7M 1.24%
204,017
-98,629
-33% -$1.26M
BIT icon
22
BlackRock Multi-Sector Income Trust
BIT
$698M
$2.54M 1.17%
157,439
+69,450
+79% +$1.18M
RA
23
Brookfield Real Assets Income Fund
RA
$707M
$2.52M 1.16%
117,960
+63,520
+117% +$1.41M
CBH
24
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$2.48M 1.14%
257,246
+131,552
+105% +$1.26M
JHI
25
John Hancock Investors Trust
JHI
$116M
$2.38M 1.1%
134,237
+22,040
+20% +$380K
1
2 3 4 5

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Shaker Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Shaker Financial Services held 172 positions worth $218M, up 11% from $196M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Shaker Financial Services deployed $13.1M of net new capital in Q4 2019, opening 39 new positions and adding to 35 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 21,345 shares worth $6.08M.

By sector, the portfolio is most concentrated in Financials at 5% of assets, up from 4.6% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was General American Investors Company, an estimated $4M trimmed.

  • Shaker Financial Services's largest Q4 2019 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 21,345 shares worth $6.08M.
  • Shaker Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $22.8M increase.
  • Shaker Financial Services's biggest Q4 2019 reduction was General American Investors Company, cutting an estimated $4M.
  • Shaker Financial Services fully exited Nuveen S&P 500 Buy-Write Income Fund in Q4 2019, selling an estimated $3.38M.
  • Shaker Financial Services's ten largest holdings make up 36% of its $218M portfolio in Q4 2019.
  • Shaker Financial Services opened 39 new positions and closed 26 in Q4 2019.
  • Shaker Financial Services's portfolio value rose 11% quarter-over-quarter to $218M.

Based on Shaker Financial Services's 13F filing for Q4 2019, filed 4 Feb 2020.