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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.06%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$283M
AUM Growth
+$33.3M
Cap. Flow
+$31.5M
Cap. Flow %
11.13%
Top 10 Hldgs %
26.87%
Holding
184
New
44
Increased
50
Reduced
62
Closed
23

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.7M
2
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$4.39M
3
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$3.03M
4
GLO
Clough Global Opportunities Fund
GLO
+$2.95M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.92M

Top Sells

Rank Stock Value
1
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$4.34M
2
CET
Central Securities Corp
CET
+$4.19M
3
STEW
SRH Total Return Fund
STEW
+$4.07M
4
RVT icon
Royce Value Trust
RVT
+$3.95M
5
TY icon
TRI-Continental Corp
TY
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 3.03%
2 Technology 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$789B
$18.3M 6.47%
+38,550
New +$17.7M
GDV icon
2
Gabelli Dividend & Income Trust
GDV
$2.6B
$9.93M 3.51%
367,756
+108,197
+42% +$2.88M
NFJ
3
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$8.7M 3.07%
541,477
+65,965
+14% +$1.03M
DIAX
4
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$7.42M 2.62%
417,799
+133,690
+47% +$2.33M
SOR
5
Source Capital
SOR
$382M
$6.63M 2.34%
153,371
+14,809
+11% +$668K
AIF
6
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$5.14M 1.82%
335,610
+151,460
+82% +$2.37M
DSL
7
DoubleLine Income Solutions Fund
DSL
$1.23B
$5.08M 1.79%
314,828
+18,195
+6% +$311K
CII icon
8
BlackRock Enhanced Captial and Income Fund
CII
$983M
$5.02M 1.77%
226,746
+70,398
+45% +$1.49M
BXMX
9
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$5.01M 1.77%
342,005
+171,914
+101% +$2.53M
GAM
10
General American Investors Company
GAM
$1.57B
$4.85M 1.71%
109,736
-64,539
-37% -$2.84M
STEW
11
SRH Total Return Fund
STEW
$1.79B
$4.79M 1.69%
336,936
-302,315
-47% -$4.07M
RMT
12
Royce Micro-Cap Trust
RMT
$731M
$4.74M 1.67%
410,078
-80,346
-16% -$936K
ETG
13
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.81B
$4.52M 1.6%
+198,844
New +$4.39M
SPXX icon
14
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$331M
$4.51M 1.59%
242,503
+21,075
+10% +$377K
FAX
15
abrdn Asia-Pacific Income Fund
FAX
$597M
$4.26M 1.5%
185,695
+119,597
+181% +$2.92M
NIE
16
Virtus Equity & Convertible Income Fund
NIE
$717M
$4.12M 1.46%
136,748
+5,716
+4% +$176K
BGH
17
Barings Global Short Duration High Yield Fund
BGH
$282M
$4.04M 1.43%
233,217
+52,408
+29% +$891K
ADX icon
18
Adams Diversified Equity Fund
ADX
$3.13B
$3.94M 1.39%
203,246
-72,997
-26% -$1.47M
TY icon
19
TRI-Continental Corp
TY
$1.86B
$3.76M 1.33%
113,218
-113,436
-50% -$3.9M
BGB
20
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$3.74M 1.32%
277,478
+80,019
+41% +$1.11M
JPC icon
21
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$3.61M 1.27%
369,687
+225,845
+157% +$2.18M
NSL
22
DELISTED
NUVEEN SENIOR INCM FD
NSL
$3.4M 1.2%
576,916
+131,653
+30% +$782K
FINS
23
Angel Oak Financial Strategies Income Term Trust
FINS
$418M
$3.24M 1.14%
189,976
+13,218
+7% +$222K
CET
24
Central Securities Corp
CET
$1.57B
$3.16M 1.12%
70,955
-98,429
-58% -$4.19M
JPS
25
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$3.14M 1.11%
323,298
+234,294
+263% +$2.26M
1
2 3 4 5

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Shaker Financial Services's Q4 2021 Portfolio in Review

As of Q4 2021, Shaker Financial Services held 184 positions worth $283M, up 13% from $250M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Shaker Financial Services deployed $31.5M of net new capital in Q4 2021, opening 44 new positions and adding to 50 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 38,550 shares worth $18.3M.

By sector, the portfolio is most concentrated in Financials at 3% of assets, down from 4.4% a quarter earlier, followed by Technology.

On the sell side, the largest reduction was BlackRock Enhanced Equity Dividend Trust, an estimated $4.34M trimmed.

  • Shaker Financial Services's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 38,550 shares worth $18.3M.
  • Shaker Financial Services added most to abrdn Asia-Pacific Income Fund in Q4 2021, an estimated $2.92M increase.
  • Shaker Financial Services's biggest Q4 2021 reduction was BlackRock Enhanced Equity Dividend Trust, cutting an estimated $4.34M.
  • Shaker Financial Services fully exited NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND in Q4 2021, selling an estimated $3.7M.
  • Shaker Financial Services's ten largest holdings make up 27% of its $283M portfolio in Q4 2021.
  • Shaker Financial Services opened 44 new positions and closed 23 in Q4 2021.
  • Shaker Financial Services's portfolio value rose 13% quarter-over-quarter to $283M.

Based on Shaker Financial Services's 13F filing for Q4 2021, filed 7 Feb 2022.