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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-5.17%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$215M
AUM Growth
-$14.4M
Cap. Flow
-$3.45M
Cap. Flow %
-1.61%
Top 10 Hldgs %
27.75%
Holding
181
New
22
Increased
60
Reduced
54
Closed
26

Top Buys

Rank Stock Value
1
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$3.09M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$2.91M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$1.73M
4
PDT
John Hancock Premium Dividend Fund
PDT
+$1.72M
5
USA icon
Liberty All-Star Equity Fund
USA
+$1.68M

Top Sells

Rank Stock Value
1
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$2.98M
2
NSL
NUVEEN SENIOR INCM FD
NSL
+$2.63M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$2.35M
4
SOR
Source Capital
SOR
+$2.16M
5
FFA
First Trust Enhanced Equity Income Fund
FFA
+$2.1M

Sector Composition

Rank Sector Weight
1 Financials 6.28%
2 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETG
1
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.81B
$8.91M 4.15%
579,151
+186,823
+48% +$3.09M
STEW
2
SRH Total Return Fund
STEW
$1.79B
$7.95M 3.7%
612,125
+18,699
+3% +$252K
CET
3
Central Securities Corp
CET
$1.57B
$7.37M 3.43%
207,886
+13,563
+7% +$493K
BDJ icon
4
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$6.55M 3.05%
860,512
+204,572
+31% +$1.63M
GDV icon
5
Gabelli Dividend & Income Trust
GDV
$2.6B
$5.87M 2.73%
301,729
-50,723
-14% -$1.06M
FUND
6
Sprott Focus Trust
FUND
$299M
$5.11M 2.38%
678,934
+128,100
+23% +$1.02M
GAM
7
General American Investors Company
GAM
$1.57B
$5.01M 2.34%
121,842
+4,947
+4% +$206K
RVT icon
8
Royce Value Trust
RVT
$2.21B
$4.59M 2.14%
356,617
+23,373
+7% +$320K
BXMX
9
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$4.23M 1.97%
329,499
+87,269
+36% +$1.15M
ASG
10
Liberty All-Star Growth Fund
ASG
$327M
$3.96M 1.85%
801,378
+238,659
+42% +$1.25M
EAD
11
Allspring Income Opportunities Fund
EAD
$372M
$3.54M 1.65%
576,601
+36,940
+7% +$234K
JFR icon
12
Nuveen Floating Rate Income Fund
JFR
$1.24B
$3.41M 1.59%
411,310
+360,909
+716% +$2.91M
EXG icon
13
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3B
$3.37M 1.57%
457,854
+25,860
+6% +$201K
HGLB
14
Highland Global Allocation Fund
HGLB
$175M
$3.22M 1.5%
402,845
+7,971
+2% +$66.8K
DIAX
15
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$3.1M 1.44%
218,897
-210,861
-49% -$2.98M
FSD
16
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$3.03M 1.41%
282,516
+154,840
+121% +$1.73M
VGI
17
Virtus Global Multi-Sector Income Fund
VGI
$82M
$2.96M 1.38%
403,090
-8,712
-2% -$65.9K
EVV
18
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$2.7M 1.26%
299,077
+69,432
+30% +$646K
ETB
19
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$451M
$2.64M 1.23%
209,601
+105,949
+102% +$1.42M
JCE icon
20
Nuveen Core Equity Alpha Fund
JCE
$281M
$2.57M 1.2%
200,827
+36,319
+22% +$464K
DSU icon
21
BlackRock Debt Strategies Fund
DSU
$595M
$2.54M 1.19%
247,782
-161,828
-40% -$1.63M
EEA
22
European Equity Fund
EEA
$75.3M
$2.45M 1.14%
307,983
+31,097
+11% +$261K
EVT icon
23
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.11B
$2.45M 1.14%
115,585
+16,818
+17% +$380K
HEQ
24
John Hancock Hedged Equity & Income Fund
HEQ
$138M
$2.34M 1.09%
244,613
+108,786
+80% +$1.13M
TY icon
25
TRI-Continental Corp
TY
$1.86B
$2.34M 1.09%
87,931
+17,185
+24% +$473K
1
2 3 4 5

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Shaker Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Shaker Financial Services held 181 positions worth $215M, down 6.3% from $229M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Shaker Financial Services's Q3 2023 filing shows 22 new, 60 increased, 54 reduced and 26 closed positions. Its largest new stake was John Hancock Premium Dividend Fund: 162,284 shares worth $1.56M. The largest sale was Nuveen Dow 30SM Dynamic Overwrite Fund, an estimated $2.98M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, down from 6.9% a quarter earlier, followed by Technology.

  • Shaker Financial Services's largest Q3 2023 buy was John Hancock Premium Dividend Fund: 162,284 shares worth $1.56M.
  • Shaker Financial Services added most to Eaton Vance Tax-Advantaged Global Dividend Income Fund in Q3 2023, an estimated $3.09M increase.
  • Shaker Financial Services's biggest Q3 2023 reduction was Nuveen Dow 30SM Dynamic Overwrite Fund, cutting an estimated $2.98M.
  • Shaker Financial Services fully exited NUVEEN SENIOR INCM FD in Q3 2023, selling an estimated $2.63M.
  • Shaker Financial Services's ten largest holdings make up 28% of its $215M portfolio in Q3 2023.
  • Shaker Financial Services opened 22 new positions and closed 26 in Q3 2023.
  • Shaker Financial Services's portfolio value fell 6.3% quarter-over-quarter to $215M.

Based on Shaker Financial Services's 13F filing for Q3 2023, filed 2 Nov 2023.