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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-1.09%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$212M
AUM Growth
+$22.7M
Cap. Flow
+$24.1M
Cap. Flow %
11.4%
Top 10 Hldgs %
31.95%
Holding
145
New
47
Increased
29
Reduced
42
Closed
26

Top Buys

Rank Stock Value
1
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$7.95M
2
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$5.84M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$3.49M
4
ACP
abrdn Income Credit Strategies Fund
ACP
+$3.46M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.1M

Top Sells

Rank Stock Value
1
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$5.96M
2
GAM
General American Investors Company
GAM
+$3.81M
3
ISD
PGIM High Yield Bond Fund
ISD
+$3.7M
4
STEW
SRH Total Return Fund
STEW
+$2.93M
5
MCR
MFS Charter Income Trust
MCR
+$2.58M

Sector Composition

Rank Sector Weight
1 Financials 5.78%
2 Real Estate 0.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDV icon
1
Gabelli Dividend & Income Trust
GDV
$2.6B
$9.54M 4.51%
407,365
+7,143
+2% +$161K
CET
2
Central Securities Corp
CET
$1.58B
$8.75M 4.14%
319,279
-55,459
-15% -$1.48M
CSQ icon
3
Calamos Strategic Total Return Fund
CSQ
$3.23B
$8M 3.78%
661,843
+650,644
+5,810% +$7.95M
DDF
4
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$7.97M 3.77%
743,254
+187,637
+34% +$2.02M
SOR
5
Source Capital
SOR
$383M
$7.17M 3.39%
175,866
+26,714
+18% +$1.08M
NFJ
6
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$5.7M 2.69%
+436,735
New +$5.84M
RMT
7
Royce Micro-Cap Trust
RMT
$728M
$5.64M 2.67%
597,398
+53,800
+10% +$501K
SPE
8
Special Opportunities Fund
SPE
$139M
$5.1M 2.41%
358,536
-46,575
-11% -$700K
JTA
9
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$4.97M 2.35%
356,555
+51,583
+17% +$699K
GAM
10
General American Investors Company
GAM
$1.56B
$4.76M 2.25%
138,422
-109,528
-44% -$3.81M
DSL
11
DoubleLine Income Solutions Fund
DSL
$1.22B
$4.08M 1.93%
201,900
+169,782
+529% +$3.49M
FUND
12
Sprott Focus Trust
FUND
$297M
$3.7M 1.75%
467,030
+157,001
+51% +$1.23M
GF
13
New Germany Fund
GF
$182M
$3.64M 1.72%
187,448
-4,261
-2% -$81.5K
EVV
14
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$3.64M 1.72%
266,861
+174,880
+190% +$2.4M
ACP
15
abrdn Income Credit Strategies Fund
ACP
$635M
$3.41M 1.61%
+250,989
New +$3.46M
EHI
16
Western Asset Global High Income Fund
EHI
$175M
$3.26M 1.54%
318,906
-1,272
-0.4% -$12.9K
BDJ icon
17
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$3.14M 1.49%
340,545
+60,513
+22% +$551K
AGC
18
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$3.13M 1.48%
522,089
+320,915
+160% +$1.95M
HIX
19
Western Asset High Income Fund II
HIX
$349M
$3.12M 1.48%
447,858
-88,820
-17% -$626K
ETG
20
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
$3.05M 1.44%
175,973
+66,312
+60% +$1.14M
FAX
21
abrdn Asia-Pacific Income Fund
FAX
$599M
$3.04M 1.43%
+103,657
New +$3.1M
IVH
22
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$2.94M 1.39%
+194,142
New +$2.95M
PCI
23
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.89M 1.37%
128,757
+67,429
+110% +$1.52M
LGI
24
Lazard Global Total Return & Income Fund
LGI
$236M
$2.8M 1.32%
155,672
-47,222
-23% -$813K
JTD
25
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$2.53M 1.2%
143,875
-5,746
-4% -$97.6K
1
2 3 4 5

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Shaker Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Shaker Financial Services held 145 positions worth $212M, up 12% from $189M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Shaker Financial Services deployed $24.1M of net new capital in Q4 2017, opening 47 new positions and adding to 29 existing holdings. Its largest new stake was Virtus Dividend, Interest & Premium Strategy Fund: 436,735 shares worth $5.7M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 2.3% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was General American Investors Company, an estimated $3.81M trimmed.

  • Shaker Financial Services's largest Q4 2017 buy was Virtus Dividend, Interest & Premium Strategy Fund: 436,735 shares worth $5.7M.
  • Shaker Financial Services added most to Calamos Strategic Total Return Fund in Q4 2017, an estimated $7.95M increase.
  • Shaker Financial Services's biggest Q4 2017 reduction was General American Investors Company, cutting an estimated $3.81M.
  • Shaker Financial Services fully exited Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2017, selling an estimated $5.96M.
  • Shaker Financial Services's ten largest holdings make up 32% of its $212M portfolio in Q4 2017.
  • Shaker Financial Services opened 47 new positions and closed 26 in Q4 2017.
  • Shaker Financial Services's portfolio value rose 12% quarter-over-quarter to $212M.

Based on Shaker Financial Services's 13F filing for Q4 2017, filed 6 Feb 2018.