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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-7.82%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$202M
AUM Growth
-$3.09M
Cap. Flow
+$13.7M
Cap. Flow %
6.75%
Top 10 Hldgs %
29.07%
Holding
170
New
38
Increased
63
Reduced
42
Closed
16

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.29M
2
FFA
First Trust Enhanced Equity Income Fund
FFA
+$4.58M
3
CET
Central Securities Corp
CET
+$3.63M
4
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$1.98M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.95M

Top Sells

Rank Stock Value
1
TY icon
TRI-Continental Corp
TY
+$6.46M
2
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$5.1M
3
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$4.39M
4
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$3.95M
5
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$3.11M

Sector Composition

Rank Sector Weight
1 Financials 4.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDV icon
1
Gabelli Dividend & Income Trust
GDV
$2.6B
$8.25M 4.07%
440,623
-15,345
-3% -$327K
FFA
2
First Trust Enhanced Equity Income Fund
FFA
$450M
$7.6M 3.75%
517,265
+271,548
+111% +$4.58M
NFJ
3
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$7.21M 3.56%
674,724
+81,451
+14% +$999K
ADX icon
4
Adams Diversified Equity Fund
ADX
$3.13B
$6.72M 3.32%
461,177
+30,419
+7% +$490K
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$789B
$5.66M 2.79%
+15,844
New +$6.29M
CET
6
Central Securities Corp
CET
$1.57B
$5.36M 2.65%
158,832
+100,543
+172% +$3.63M
RMT
7
Royce Micro-Cap Trust
RMT
$731M
$5.19M 2.56%
654,579
+109,432
+20% +$973K
SOR
8
Source Capital
SOR
$384M
$4.85M 2.39%
138,476
+47,612
+52% +$1.79M
FUND
9
Sprott Focus Trust
FUND
$299M
$4.06M 2.01%
590,376
+136,060
+30% +$1.06M
STEW
10
SRH Total Return Fund
STEW
$1.79B
$3.97M 1.96%
365,111
+137,230
+60% +$1.68M
GAM
11
General American Investors Company
GAM
$1.57B
$3.85M 1.9%
113,706
-38,542
-25% -$1.43M
CII icon
12
BlackRock Enhanced Captial and Income Fund
CII
$982M
$3.83M 1.89%
232,635
-47,626
-17% -$891K
DSU icon
13
BlackRock Debt Strategies Fund
DSU
$595M
$3.7M 1.83%
414,990
+26,581
+7% +$253K
AIF
14
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$3.37M 1.66%
285,995
-17,768
-6% -$226K
DIAX
15
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$3.17M 1.57%
235,327
-47,661
-17% -$738K
AGD
16
abrdn Global Dynamic Dividend Fund
AGD
$319M
$3.12M 1.54%
368,783
-4,480
-1% -$42.8K
VGI
17
Virtus Global Multi-Sector Income Fund
VGI
$82M
$2.86M 1.41%
381,878
+12,011
+3% +$100K
ARDC
18
Are Dynamic Credit Allocation Fund
ARDC
$297M
$2.85M 1.41%
243,011
+23,842
+11% +$302K
NSL
19
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2.81M 1.39%
602,729
+86,876
+17% +$429K
NMAI icon
20
Nuveen Multi-Asset Income Fund
NMAI
$465M
$2.66M 1.32%
233,821
+148,204
+173% +$1.98M
PHT
21
DELISTED
Pioneer High Income Fund
PHT
$2.62M 1.3%
406,110
+159,401
+65% +$1.13M
EOI
22
Eaton Vance Enhanced Equity Income Fund
EOI
$810M
$2.53M 1.25%
179,198
+97,250
+119% +$1.53M
AOD
23
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$2.51M 1.24%
351,686
+198,977
+130% +$1.61M
CPZ
24
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$258M
$2.51M 1.24%
167,662
-42,372
-20% -$723K
HGLB
25
Highland Global Allocation Fund
HGLB
$175M
$2.38M 1.17%
272,438
-116,092
-30% -$1.16M
1
2 3 4 5

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Shaker Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Shaker Financial Services held 170 positions worth $202M, down 1.5% from $206M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Shaker Financial Services deployed $13.7M of net new capital in Q3 2022, opening 38 new positions and adding to 63 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 15,844 shares worth $5.66M.

By sector, the portfolio is most concentrated in Financials at 4.6% of assets, down from 9.5% a quarter earlier.

On the sell side, the largest reduction was Eaton Vance Tax-Advantaged Global Dividend Income Fund, an estimated $5.1M trimmed.

  • Shaker Financial Services's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 15,844 shares worth $5.66M.
  • Shaker Financial Services added most to First Trust Enhanced Equity Income Fund in Q3 2022, an estimated $4.58M increase.
  • Shaker Financial Services's biggest Q3 2022 reduction was Eaton Vance Tax-Advantaged Global Dividend Income Fund, cutting an estimated $5.1M.
  • Shaker Financial Services fully exited TRI-Continental Corp in Q3 2022, selling an estimated $6.46M.
  • Shaker Financial Services's ten largest holdings make up 29% of its $202M portfolio in Q3 2022.
  • Shaker Financial Services opened 38 new positions and closed 16 in Q3 2022.
  • Shaker Financial Services's portfolio value fell 1.5% quarter-over-quarter to $202M.

Based on Shaker Financial Services's 13F filing for Q3 2022, filed 9 Nov 2022.