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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+11.58%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$240M
AUM Growth
+$52.7M
Cap. Flow
+$28.9M
Cap. Flow %
12.05%
Top 10 Hldgs %
20.6%
Holding
198
New
44
Increased
70
Reduced
48
Closed
33

Top Buys

Rank Stock Value
1
DSL
DoubleLine Income Solutions Fund
DSL
+$3.71M
2
SOR
Source Capital
SOR
+$3.57M
3
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.05M
4
STEW
SRH Total Return Fund
STEW
+$3.02M
5
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$2.99M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.86M
2
TY icon
TRI-Continental Corp
TY
+$3.83M
3
HIX
Western Asset High Income Fund II
HIX
+$2.69M
4
RMT
Royce Micro-Cap Trust
RMT
+$1.96M
5
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 6.47%
2 Technology 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDV icon
1
Gabelli Dividend & Income Trust
GDV
$2.6B
$6.82M 2.84%
317,850
+62,463
+24% +$1.25M
CET
2
Central Securities Corp
CET
$1.58B
$6.02M 2.51%
184,363
+33,429
+22% +$1.01M
FUND
3
Sprott Focus Trust
FUND
$297M
$5.75M 2.4%
833,073
+101,104
+14% +$657K
JCE icon
4
Nuveen Core Equity Alpha Fund
JCE
$279M
$4.99M 2.08%
354,467
+54,305
+18% +$725K
JTD
5
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$4.73M 1.97%
332,395
-14,031
-4% -$187K
GF
6
New Germany Fund
GF
$182M
$4.36M 1.82%
228,932
+741
+0.3% +$13.6K
STEW
7
SRH Total Return Fund
STEW
$1.79B
$4.24M 1.77%
380,645
+287,225
+307% +$3.02M
FFA
8
First Trust Enhanced Equity Income Fund
FFA
$450M
$4.24M 1.77%
240,556
+23,142
+11% +$372K
DIAX
9
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$4.19M 1.75%
275,529
-81,349
-23% -$1.16M
DSL
10
DoubleLine Income Solutions Fund
DSL
$1.22B
$4.08M 1.7%
246,371
+228,274
+1,261% +$3.71M
SOR
11
Source Capital
SOR
$383M
$3.69M 1.54%
+92,511
New +$3.57M
CII icon
12
BlackRock Enhanced Captial and Income Fund
CII
$988M
$3.64M 1.52%
209,202
+86,395
+70% +$1.42M
CPZ
13
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$259M
$3.52M 1.47%
201,818
-106,600
-35% -$1.73M
QQQX icon
14
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$3.5M 1.46%
134,712
+120,731
+864% +$2.99M
PPT
15
Franklin Premier Income Trust
PPT
$324M
$3.46M 1.44%
743,881
+230,446
+45% +$1.05M
FT
16
Franklin Universal Trust
FT
$199M
$3.46M 1.44%
461,483
+100,256
+28% +$715K
SPE
17
Special Opportunities Fund
SPE
$139M
$3.22M 1.34%
239,525
+93,801
+64% +$1.14M
SPXX icon
18
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$3.21M 1.34%
210,659
+50,867
+32% +$720K
DCF
19
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$3.17M 1.32%
373,872
+117,412
+46% +$952K
AIF
20
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$3.17M 1.32%
218,872
-47,628
-18% -$638K
STK
21
Columbia Seligman Premium Technology Growth Fund
STK
$867M
$3.08M 1.29%
113,194
+28,824
+34% +$706K
FINS
22
Angel Oak Financial Strategies Income Term Trust
FINS
$418M
$3.06M 1.27%
+181,551
New +$3.05M
JTA
23
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$2.98M 1.24%
316,621
+34,357
+12% +$297K
SPY icon
24
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$2.93M 1.22%
7,842
-19,327
-71% -$6.86M
DBL
25
DoubleLine Opportunistic Credit Fund
DBL
$278M
$2.89M 1.2%
147,011
+64,778
+79% +$1.25M
1
2 3 4 5

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Shaker Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Shaker Financial Services held 198 positions worth $240M, up 28% from $187M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Shaker Financial Services deployed $28.9M of net new capital in Q4 2020, opening 44 new positions and adding to 70 existing holdings. Its largest new stake was Source Capital: 92,511 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 11% a quarter earlier, followed by Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $6.86M trimmed.

  • Shaker Financial Services's largest Q4 2020 buy was Source Capital: 92,511 shares worth $3.69M.
  • Shaker Financial Services added most to DoubleLine Income Solutions Fund in Q4 2020, an estimated $3.71M increase.
  • Shaker Financial Services's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $6.86M.
  • Shaker Financial Services fully exited Western Asset High Income Fund II in Q4 2020, selling an estimated $2.69M.
  • Shaker Financial Services's ten largest holdings make up 21% of its $240M portfolio in Q4 2020.
  • Shaker Financial Services opened 44 new positions and closed 33 in Q4 2020.
  • Shaker Financial Services's portfolio value rose 28% quarter-over-quarter to $240M.

Based on Shaker Financial Services's 13F filing for Q4 2020, filed 3 Feb 2021.