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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$144M
AUM Growth
+$8.92M
Cap. Flow
+$6.18M
Cap. Flow %
4.3%
Top 10 Hldgs %
20.41%
Holding
205
New
46
Increased
53
Reduced
55
Closed
50

Top Buys

Rank Stock Value
1
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.58M
2
PFL
PIMCO Income Strategy Fund
PFL
+$2.4M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$2.11M
4
KMM
Deutsche Multi-Market Incm Trust
KMM
+$1.8M
5
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$1.72M

Top Sells

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$2.52M
2
ASG
Liberty All-Star Growth Fund
ASG
+$1.96M
3
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$1.95M
4
PDI icon
PIMCO Dynamic Income Fund
PDI
+$1.69M
5
CHW
Calamos Global Dynamic Income Fund
CHW
+$1.68M

Sector Composition

Rank Sector Weight
1 Financials 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JTD
1
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$3.61M 2.51%
230,526
+171,888
+293% +$2.58M
EVT icon
2
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.11B
$3.34M 2.32%
175,534
+9,017
+5% +$167K
DNY
3
DELISTED
DENALI FUND INC (THE) COM STK
DNY
$3.17M 2.21%
164,964
+20,726
+14% +$405K
CSQ icon
4
Calamos Strategic Total Return Fund
CSQ
$3.23B
$3.03M 2.11%
278,288
-77,890
-22% -$819K
GEQ
5
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$3.02M 2.1%
159,925
-82,599
-34% -$1.48M
USA icon
6
Liberty All-Star Equity Fund
USA
$1.8B
$2.88M 2%
481,931
+220,725
+85% +$1.26M
ZF
7
DELISTED
Virtus Total Return Fund Inc.
ZF
$2.66M 1.85%
178,868
-34,967
-16% -$494K
JCE icon
8
Nuveen Core Equity Alpha Fund
JCE
$281M
$2.62M 1.82%
153,992
+41,769
+37% +$681K
DDF
9
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$2.55M 1.78%
271,944
+58,015
+27% +$535K
BLW icon
10
BlackRock Limited Duration Income Trust
BLW
$490M
$2.46M 1.71%
143,556
+58,093
+68% +$976K
PFL
11
PIMCO Income Strategy Fund
PFL
$382M
$2.35M 1.63%
+207,711
New +$2.4M
CET
12
Central Securities Corp
CET
$1.57B
$2.32M 1.62%
106,959
+53,890
+102% +$1.22M
DVM
13
DELISTED
COHEN & STEERS DIV MAJORS FUND INC
DVM
$2.3M 1.6%
157,697
-114,196
-42% -$1.61M
GLO
14
Clough Global Opportunities Fund
GLO
$249M
$2.25M 1.57%
172,561
+43,154
+33% +$552K
ARDC
15
Are Dynamic Credit Allocation Fund
ARDC
$297M
$2.22M 1.55%
123,696
+60,844
+97% +$1.1M
EOD
16
Allspring Global Dividend Opportunity Fund
EOD
$279M
$2.19M 1.52%
302,214
+205,399
+212% +$1.52M
IGA
17
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
$2.13M 1.49%
181,582
+28,847
+19% +$341K
BGX
18
Blackstone Long-Short Credit Income Fund
BGX
$136M
$2.1M 1.46%
117,339
+14,205
+14% +$253K
FSD
19
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$2.09M 1.45%
+121,279
New +$2.11M
RVT icon
20
Royce Value Trust
RVT
$2.21B
$1.94M 1.35%
120,881
+87,326
+260% +$1.33M
ETG
21
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.81B
$1.92M 1.34%
113,575
+92,575
+441% +$1.49M
STK
22
Columbia Seligman Premium Technology Growth Fund
STK
$868M
$1.87M 1.3%
129,930
+98,784
+317% +$1.43M
KMM
23
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$1.77M 1.23%
+188,762
New +$1.8M
LDP icon
24
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$1.76M 1.22%
77,629
+45,966
+145% +$1.03M
EVV
25
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$1.75M 1.22%
+114,464
New +$1.72M
1
2 3 4 5

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OPW
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SA
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JWM
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SGF
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FPL
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SFCM
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SAMT
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Shaker Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Shaker Financial Services held 205 positions worth $144M, up 6.6% from $135M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Shaker Financial Services deployed $6.18M of net new capital in Q4 2013, opening 46 new positions and adding to 53 existing holdings. Its largest new stake was PIMCO Income Strategy Fund: 207,711 shares worth $2.35M.

By sector, the portfolio is most concentrated in Financials at 4.1% of assets, down from 6% a quarter earlier.

On the sell side, the largest reduction was COHEN & STEERS DIV MAJORS FUND INC, an estimated $1.61M trimmed.

  • Shaker Financial Services's largest Q4 2013 buy was PIMCO Income Strategy Fund: 207,711 shares worth $2.35M.
  • Shaker Financial Services added most to NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND in Q4 2013, an estimated $2.58M increase.
  • Shaker Financial Services's biggest Q4 2013 reduction was COHEN & STEERS DIV MAJORS FUND INC, cutting an estimated $1.61M.
  • Shaker Financial Services fully exited High Income Securities Fund in Q4 2013, selling an estimated $2.52M.
  • Shaker Financial Services's ten largest holdings make up 20% of its $144M portfolio in Q4 2013.
  • Shaker Financial Services opened 46 new positions and closed 50 in Q4 2013.
  • Shaker Financial Services's portfolio value rose 6.6% quarter-over-quarter to $144M.

Based on Shaker Financial Services's 13F filing for Q4 2013, filed 6 Feb 2014.