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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-27.93%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$148M
AUM Growth
-$69.6M
Cap. Flow
-$14.8M
Cap. Flow %
-10%
Top 10 Hldgs %
24.76%
Holding
196
New
50
Increased
57
Reduced
49
Closed
39

Top Buys

Rank Stock Value
1
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$4.48M
2
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$4.41M
3
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
+$4.1M
4
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$4.09M
5
TY icon
TRI-Continental Corp
TY
+$3.69M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$27.4M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.08M
3
CII icon
BlackRock Enhanced Captial and Income Fund
CII
+$5.25M
4
CET
Central Securities Corp
CET
+$4.44M
5
STEW
SRH Total Return Fund
STEW
+$3.37M

Sector Composition

Rank Sector Weight
1 Financials 8.3%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TY icon
1
TRI-Continental Corp
TY
$1.86B
$4.39M 2.96%
209,805
+141,165
+206% +$3.69M
JCE icon
2
Nuveen Core Equity Alpha Fund
JCE
$279M
$4.12M 2.78%
384,144
+2,221
+0.6% +$30K
ETG
3
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
$4.01M 2.71%
335,234
+270,245
+416% +$4.41M
JTA
4
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$3.81M 2.58%
540,961
-63,997
-11% -$669K
BXMX
5
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$3.63M 2.45%
+359,415
New +$4.48M
DIAX
6
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$3.51M 2.37%
280,473
+64,681
+30% +$1.04M
ETW
7
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$3.44M 2.32%
460,811
+438,768
+1,991% +$4.1M
ERC
8
Allspring Multi-Sector Income Fund
ERC
$256M
$3.36M 2.27%
348,917
+194,430
+126% +$2.31M
JTD
9
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$3.24M 2.19%
287,644
+7,896
+3% +$124K
QQQX icon
10
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$3.15M 2.13%
165,653
+147,539
+815% +$3.32M
BDJ icon
11
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$3.13M 2.12%
+479,665
New +$4.09M
FUND
12
Sprott Focus Trust
FUND
$297M
$2.92M 1.97%
579,481
-182,098
-24% -$1.2M
HIX
13
Western Asset High Income Fund II
HIX
$349M
$2.64M 1.79%
527,586
-177,963
-25% -$1.12M
RVT icon
14
Royce Value Trust
RVT
$2.21B
$2.52M 1.7%
260,458
-61,240
-19% -$811K
RMT
15
Royce Micro-Cap Trust
RMT
$728M
$2.27M 1.53%
407,737
+85,595
+27% +$660K
CPZ
16
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$259M
$2.24M 1.51%
155,111
+98,286
+173% +$1.73M
BIT icon
17
BlackRock Multi-Sector Income Trust
BIT
$698M
$2.22M 1.5%
183,943
+26,504
+17% +$401K
AIF
18
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$2.19M 1.48%
192,891
-60,453
-24% -$861K
JPS
19
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.89M 1.27%
259,925
+123,865
+91% +$1.15M
ARDC
20
Are Dynamic Credit Allocation Fund
ARDC
$297M
$1.81M 1.22%
167,508
-38,652
-19% -$551K
BLW icon
21
BlackRock Limited Duration Income Trust
BLW
$490M
$1.75M 1.18%
138,797
+121,140
+686% +$1.83M
MMT
22
Aberdeen Multi-Market Income Fund
MMT
$236M
$1.74M 1.18%
+346,535
New +$2.01M
JHI
23
John Hancock Investors Trust
JHI
$116M
$1.65M 1.11%
131,048
-3,189
-2% -$52K
SPE
24
Special Opportunities Fund
SPE
$139M
$1.62M 1.1%
178,865
-27,072
-13% -$344K
AIO
25
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$869M
$1.58M 1.07%
99,044
+64,899
+190% +$1.2M
1
2 3 4 5

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JWM
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Shaker Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Shaker Financial Services held 196 positions worth $148M, down 32% from $218M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Shaker Financial Services withdrew a net $14.8M in Q1 2020, closing 39 positions and reducing 49 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $27.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.3% of assets, up from 5% a quarter earlier, followed by Real Estate.

Against the trend, Shaker Financial Services opened a new position in Nuveen S&P 500 Buy-Write Income Fund worth $3.63M.

  • Shaker Financial Services's largest Q1 2020 buy was Nuveen S&P 500 Buy-Write Income Fund: 359,415 shares worth $3.63M.
  • Shaker Financial Services added most to Eaton Vance Tax-Advantaged Global Dividend Income Fund in Q1 2020, an estimated $4.41M increase.
  • Shaker Financial Services's biggest Q1 2020 reduction was BlackRock Enhanced Captial and Income Fund, cutting an estimated $5.25M.
  • Shaker Financial Services fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $27.4M.
  • Shaker Financial Services's ten largest holdings make up 25% of its $148M portfolio in Q1 2020.
  • Shaker Financial Services opened 50 new positions and closed 39 in Q1 2020.
  • Shaker Financial Services's portfolio value fell 32% quarter-over-quarter to $148M.

Based on Shaker Financial Services's 13F filing for Q1 2020, filed 1 May 2020.