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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-0.2%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$196M
AUM Growth
+$3.82M
Cap. Flow
+$3.67M
Cap. Flow %
1.87%
Top 10 Hldgs %
31.97%
Holding
150
New
30
Increased
54
Reduced
42
Closed
17

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.3M
2
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.76M
3
STEW
SRH Total Return Fund
STEW
+$2.57M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$2.28M
5
ERC
Allspring Multi-Sector Income Fund
ERC
+$2.13M

Top Sells

Rank Stock Value
1
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$4.6M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$4.04M
3
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$4.04M
4
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$2.79M
5
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$2.7M

Sector Composition

Rank Sector Weight
1 Financials 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JTA
1
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$8.75M 4.46%
775,826
+16,877
+2% +$190K
CII icon
2
BlackRock Enhanced Captial and Income Fund
CII
$982M
$6.81M 3.47%
421,573
+46,689
+12% +$740K
JTD
3
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$6.66M 3.4%
398,122
+25,896
+7% +$429K
GDV icon
4
Gabelli Dividend & Income Trust
GDV
$2.6B
$6.59M 3.36%
306,431
+106,823
+54% +$2.28M
CET
5
Central Securities Corp
CET
$1.57B
$6.34M 3.23%
201,876
-13,290
-6% -$410K
STEW
6
SRH Total Return Fund
STEW
$1.79B
$6.14M 3.13%
547,883
+233,491
+74% +$2.57M
SOR
7
Source Capital
SOR
$384M
$5.9M 3.01%
161,629
+25,028
+18% +$908K
JCE icon
8
Nuveen Core Equity Alpha Fund
JCE
$281M
$5.58M 2.85%
389,651
-286,939
-42% -$4.04M
SPE
9
Special Opportunities Fund
SPE
$140M
$5.34M 2.72%
392,438
-74,646
-16% -$992K
RVT icon
10
Royce Value Trust
RVT
$2.21B
$4.59M 2.34%
333,933
-28,582
-8% -$393K
GAM
11
General American Investors Company
GAM
$1.57B
$4.39M 2.24%
120,872
-221
-0.2% -$7.96K
FUND
12
Sprott Focus Trust
FUND
$299M
$4.25M 2.16%
629,802
+223,711
+55% +$1.51M
RMT
13
Royce Micro-Cap Trust
RMT
$731M
$3.88M 1.98%
481,966
+3,907
+0.8% +$31.5K
EVV
14
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$3.78M 1.93%
302,646
+60,335
+25% +$758K
AIF
15
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$3.59M 1.83%
236,961
-51,423
-18% -$765K
BXMX
16
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$3.38M 1.72%
258,626
+210,991
+443% +$2.76M
NFJ
17
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$3.37M 1.72%
275,965
+141,824
+106% +$1.75M
SPY icon
18
State Street SPDR S&P 500 ETF Trust
SPY
$789B
$3.31M 1.69%
+11,165
New +$3.3M
IVH
19
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$2.9M 1.48%
211,793
-25,877
-11% -$352K
ARDC
20
Are Dynamic Credit Allocation Fund
ARDC
$297M
$2.6M 1.32%
174,247
-48,126
-22% -$727K
HEQ
21
John Hancock Hedged Equity & Income Fund
HEQ
$138M
$2.53M 1.29%
182,818
+46,368
+34% +$644K
DSU icon
22
BlackRock Debt Strategies Fund
DSU
$595M
$2.47M 1.26%
229,364
+71,217
+45% +$769K
IGD
23
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$2.45M 1.25%
408,647
+224,581
+122% +$1.44M
AGD
24
abrdn Global Dynamic Dividend Fund
AGD
$319M
$2.44M 1.25%
253,264
+6,751
+3% +$64.3K
ERC
25
Allspring Multi-Sector Income Fund
ERC
$255M
$2.11M 1.08%
+171,119
New +$2.13M
1
2 3 4 5

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JWM
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Shaker Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Shaker Financial Services held 150 positions worth $196M, up 2% from $192M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Shaker Financial Services's Q3 2019 filing shows 30 new, 54 increased, 42 reduced and 17 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 11,165 shares worth $3.31M. The largest sale was Eaton Vance Tax-Advantaged Global Dividend Income Fund, an estimated $4.6M.

By sector, the portfolio is most concentrated in Financials at 4.6% of assets, down from 4.7% a quarter earlier.

  • Shaker Financial Services's largest Q3 2019 buy was State Street SPDR S&P 500 ETF Trust: 11,165 shares worth $3.31M.
  • Shaker Financial Services added most to Nuveen S&P 500 Buy-Write Income Fund in Q3 2019, an estimated $2.76M increase.
  • Shaker Financial Services's biggest Q3 2019 reduction was Eaton Vance Tax-Advantaged Global Dividend Income Fund, cutting an estimated $4.6M.
  • Shaker Financial Services fully exited Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2019, selling an estimated $4.04M.
  • Shaker Financial Services's ten largest holdings make up 32% of its $196M portfolio in Q3 2019.
  • Shaker Financial Services opened 30 new positions and closed 17 in Q3 2019.
  • Shaker Financial Services's portfolio value rose 2% quarter-over-quarter to $196M.

Based on Shaker Financial Services's 13F filing for Q3 2019, filed 30 Oct 2019.