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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+0.72%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$208M
AUM Growth
+$5.6M
Cap. Flow
+$3.54M
Cap. Flow %
1.7%
Top 10 Hldgs %
34.57%
Holding
144
New
38
Increased
34
Reduced
45
Closed
22

Top Buys

Rank Stock Value
1
FUND
Sprott Focus Trust
FUND
+$5.75M
2
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$4.18M
3
FFA
First Trust Enhanced Equity Income Fund
FFA
+$2.4M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$2.39M
5
BIT icon
BlackRock Multi-Sector Income Trust
BIT
+$2.33M

Top Sells

Rank Stock Value
1
RMT
Royce Micro-Cap Trust
RMT
+$5.24M
2
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.52M
3
GAM
General American Investors Company
GAM
+$3.89M
4
ADX icon
Adams Diversified Equity Fund
ADX
+$3.15M
5
MCN
Madison Covered Call & Equity Strategy Fund
MCN
+$2.71M

Sector Composition

Rank Sector Weight
1 Financials 7.9%
2 Real Estate 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOR
1
Source Capital
SOR
$379M
$10.3M 4.93%
255,882
+30,705
+14% +$1.24M
STEW
2
SRH Total Return Fund
STEW
$1.79B
$9.78M 4.69%
872,190
+2,764
+0.3% +$30.3K
TY icon
3
TRI-Continental Corp
TY
$1.86B
$9.55M 4.58%
342,780
+229
+0.1% +$6.29K
CET
4
Central Securities Corp
CET
$1.57B
$8.91M 4.27%
302,050
-2,666
-0.9% -$76.9K
GAM
5
General American Investors Company
GAM
$1.56B
$6.55M 3.14%
177,205
-108,001
-38% -$3.89M
SPE
6
Special Opportunities Fund
SPE
$140M
$6.51M 3.13%
453,718
-13,306
-3% -$191K
FUND
7
Sprott Focus Trust
FUND
$299M
$6.16M 2.96%
834,958
+747,731
+857% +$5.75M
GDV icon
8
Gabelli Dividend & Income Trust
GDV
$2.6B
$5.55M 2.66%
232,115
+100,613
+77% +$2.39M
AGD
9
abrdn Global Dynamic Dividend Fund
AGD
$317M
$4.44M 2.13%
429,278
-37,906
-8% -$394K
EVV
10
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$4.32M 2.07%
340,662
-72,205
-17% -$915K
ADX icon
11
Adams Diversified Equity Fund
ADX
$3.11B
$4.16M 1.99%
249,246
-194,700
-44% -$3.15M
IVH
12
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$4.06M 1.95%
284,771
+19,212
+7% +$275K
QQQX icon
13
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$4.04M 1.94%
+167,978
New +$4.18M
DCF
14
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$3.86M 1.85%
429,330
+13,210
+3% +$120K
CBH
15
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$3.27M 1.57%
354,898
+51,373
+17% +$475K
PHD
16
DELISTED
Pioneer Floating Rate Fund
PHD
$3.24M 1.55%
293,758
-2,534
-0.9% -$28K
NHS
17
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$3.19M 1.53%
291,387
+26,389
+10% +$288K
GF
18
New Germany Fund
GF
$180M
$3.12M 1.5%
171,244
-30,628
-15% -$570K
NSL
19
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2.99M 1.44%
485,994
+106,528
+28% +$655K
BLW icon
20
BlackRock Limited Duration Income Trust
BLW
$490M
$2.97M 1.42%
199,368
+24,487
+14% +$365K
BOE icon
21
BlackRock Enhanced Global Dividend Trust
BOE
$676M
$2.77M 1.33%
252,346
-111,343
-31% -$1.24M
EAD
22
Allspring Income Opportunities Fund
EAD
$372M
$2.63M 1.26%
332,210
+42,454
+15% +$339K
EHI
23
Western Asset Global High Income Fund
EHI
$175M
$2.51M 1.21%
276,012
-11,793
-4% -$108K
GLV
24
Clough Global Dividend & Income Fund
GLV
$77.8M
$2.41M 1.16%
200,064
+175,273
+707% +$2.2M
EEA
25
European Equity Fund
EEA
$74.9M
$2.4M 1.15%
255,475
+20,164
+9% +$191K
1
2 3 4 5

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Shaker Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Shaker Financial Services held 144 positions worth $208M, up 2.8% from $203M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Shaker Financial Services's Q3 2018 filing shows 38 new, 34 increased, 45 reduced and 22 closed positions. Its largest new stake was Nuveen NASDAQ 100 Dynamic Overwrite Fund: 167,978 shares worth $4.04M. The largest sale was Royce Micro-Cap Trust, an estimated $5.24M.

By sector, the portfolio is most concentrated in Financials at 7.9% of assets, up from 5.1% a quarter earlier, followed by Real Estate.

  • Shaker Financial Services's largest Q3 2018 buy was Nuveen NASDAQ 100 Dynamic Overwrite Fund: 167,978 shares worth $4.04M.
  • Shaker Financial Services added most to Sprott Focus Trust in Q3 2018, an estimated $5.75M increase.
  • Shaker Financial Services's biggest Q3 2018 reduction was Royce Micro-Cap Trust, cutting an estimated $5.24M.
  • Shaker Financial Services fully exited abrdn Asia-Pacific Income Fund in Q3 2018, selling an estimated $2.62M.
  • Shaker Financial Services's ten largest holdings make up 35% of its $208M portfolio in Q3 2018.
  • Shaker Financial Services opened 38 new positions and closed 22 in Q3 2018.
  • Shaker Financial Services's portfolio value rose 2.8% quarter-over-quarter to $208M.

Based on Shaker Financial Services's 13F filing for Q3 2018, filed 9 Nov 2018.