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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+5.58%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$251M
AUM Growth
+$11.3M
Cap. Flow
-$2.26M
Cap. Flow %
-0.9%
Top 10 Hldgs %
21.79%
Holding
191
New
26
Increased
72
Reduced
64
Closed
28

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.7M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.82M
3
GAM
General American Investors Company
GAM
+$3.1M
4
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$2.98M
5
TY icon
TRI-Continental Corp
TY
+$2.82M

Top Sells

Rank Stock Value
1
GDV icon
Gabelli Dividend & Income Trust
GDV
+$5.47M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$3.93M
3
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$3.5M
4
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$3.05M
5
CII icon
BlackRock Enhanced Captial and Income Fund
CII
+$2.73M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.7%
2 Financials 5.3%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$10M 3.98%
25,225
+17,383
+222% +$6.7M
CET
2
Central Securities Corp
CET
$1.65B
$6.82M 2.71%
179,790
-4,573
-2% -$162K
FFA
3
First Trust Enhanced Equity Income Fund
FFA
$465M
$5.49M 2.18%
293,384
+52,828
+22% +$943K
SPE
4
Special Opportunities Fund
SPE
$149M
$5.13M 2.04%
366,071
+126,546
+53% +$1.76M
NFJ
5
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.45B
$4.76M 1.89%
345,272
+161,459
+88% +$2.2M
GPM
6
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$4.71M 1.87%
652,882
+352,393
+117% +$2.41M
JTD
7
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$4.55M 1.81%
301,251
-31,144
-9% -$450K
GF
8
New Germany Fund
GF
$184M
$4.51M 1.79%
227,927
-1,005
-0.4% -$20K
DIAX
9
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$4.43M 1.76%
272,586
-2,943
-1% -$45.2K
SOR
10
Source Capital
SOR
$378M
$4.35M 1.73%
99,433
+6,922
+7% +$291K
FUND
11
Sprott Focus Trust
FUND
$315M
$4.33M 1.73%
555,607
-277,466
-33% -$2.12M
RVT icon
12
Royce Value Trust
RVT
$2.29B
$4.12M 1.64%
227,347
+108,496
+91% +$1.92M
FT
13
Franklin Universal Trust
FT
$193M
$4.03M 1.61%
537,920
+76,437
+17% +$570K
TY icon
14
TRI-Continental Corp
TY
$1.88B
$4.01M 1.6%
123,697
+91,210
+281% +$2.82M
RMT
15
Royce Micro-Cap Trust
RMT
$758M
$3.77M 1.5%
333,323
+78,339
+31% +$894K
GAM
16
General American Investors Company
GAM
$1.58B
$3.61M 1.44%
90,544
+80,914
+840% +$3.1M
FAX
17
abrdn Asia-Pacific Income Fund
FAX
$599M
$3.59M 1.43%
+146,137
New +$3.82M
BGB
18
Blackstone Strategic Credit 2027 Term Fund
BGB
$501M
$3.54M 1.41%
265,650
+50,977
+24% +$668K
PIM
19
Franklin Master Intermediate Income Trust
PIM
$153M
$3.5M 1.39%
809,602
+292,352
+57% +$1.23M
ETG
20
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.82B
$3.34M 1.33%
174,909
+162,086
+1,264% +$2.98M
STEW
21
SRH Total Return Fund
STEW
$1.76B
$3.24M 1.29%
257,637
-123,008
-32% -$1.45M
AIF
22
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$3.19M 1.27%
214,604
-4,268
-2% -$62.5K
EAD
23
Allspring Income Opportunities Fund
EAD
$378M
$3.12M 1.24%
370,093
+30,651
+9% +$253K
FINS
24
Angel Oak Financial Strategies Income Term Trust
FINS
$420M
$3.01M 1.2%
172,749
-8,802
-5% -$153K
ADX icon
25
Adams Diversified Equity Fund
ADX
$3.26B
$2.92M 1.16%
160,143
+87,120
+119% +$1.55M
1
2 3 4 5

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Shaker Financial Services's Q1 2021 Portfolio in Review

As of Q1 2021, Shaker Financial Services held 191 positions worth $251M, up 4.7% from $240M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Shaker Financial Services's Q1 2021 filing shows 26 new, 72 increased, 64 reduced and 28 closed positions. Its largest new stake was abrdn Asia-Pacific Income Fund: 146,137 shares worth $3.59M. The largest sale was Gabelli Dividend & Income Trust, an estimated $5.47M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 93% a quarter earlier, followed by Financials and Technology.

  • Shaker Financial Services's largest Q1 2021 buy was abrdn Asia-Pacific Income Fund: 146,137 shares worth $3.59M.
  • Shaker Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $6.7M increase.
  • Shaker Financial Services's biggest Q1 2021 reduction was Gabelli Dividend & Income Trust, cutting an estimated $5.47M.
  • Shaker Financial Services fully exited Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q1 2021, selling an estimated $3.5M.
  • Shaker Financial Services's ten largest holdings make up 22% of its $251M portfolio in Q1 2021.
  • Shaker Financial Services opened 26 new positions and closed 28 in Q1 2021.
  • Shaker Financial Services's portfolio value rose 4.7% quarter-over-quarter to $251M.

Based on Shaker Financial Services's 13F filing for Q1 2021, filed 14 May 2021.