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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$135M
AUM Growth
-$1.06M
Cap. Flow
-$670K
Cap. Flow %
-0.5%
Top 10 Hldgs %
21.18%
Holding
187
New
36
Increased
56
Reduced
62
Closed
28

Top Buys

Rank Stock Value
1
BGX
Blackstone Long-Short Credit Income Fund
BGX
+$1.89M
2
IGA
Voya Global Advantage and Premium Opportunity Fund
IGA
+$1.85M
3
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$1.59M
4
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$1.49M
5
GLO
Clough Global Opportunities Fund
GLO
+$1.46M

Top Sells

Rank Stock Value
1
USA icon
Liberty All-Star Equity Fund
USA
+$2.71M
2
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$2.64M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.12M
4
SWZ
Swiss Helvetia Fund
SWZ
+$1.95M
5
CET
Central Securities Corp
CET
+$1.8M

Sector Composition

Rank Sector Weight
1 Financials 6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEQ
1
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$4.22M 3.13%
242,524
+26,444
+12% +$474K
DVM
2
DELISTED
COHEN & STEERS DIV MAJORS FUND INC
DVM
$3.71M 2.76%
271,893
+75,998
+39% +$1.08M
CSQ icon
3
Calamos Strategic Total Return Fund
CSQ
$3.23B
$3.56M 2.64%
356,178
+156,308
+78% +$1.59M
EVT icon
4
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
$3M 2.22%
166,517
+49,969
+43% +$914K
ZF
5
DELISTED
Virtus Total Return Fund Inc.
ZF
$2.89M 2.14%
213,835
-23,957
-10% -$319K
DNY
6
DELISTED
DENALI FUND INC (THE) COM STK
DNY
$2.75M 2.04%
144,238
+21,794
+18% +$422K
PCF
7
High Income Securities Fund
PCF
$98.8M
$2.52M 1.87%
320,457
+22,004
+7% +$172K
JTP
8
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$2M 1.48%
264,120
+79,920
+43% +$621K
ASG
9
Liberty All-Star Growth Fund
ASG
$328M
$1.96M 1.45%
397,607
-58,017
-13% -$277K
HTD
10
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$1.95M 1.44%
111,843
+25,003
+29% +$453K
BGX
11
Blackstone Long-Short Credit Income Fund
BGX
$136M
$1.91M 1.42%
+103,134
New +$1.89M
DDF
12
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$1.9M 1.41%
213,929
-13,243
-6% -$119K
IGA
13
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
$1.82M 1.35%
+152,735
New +$1.85M
FT
14
Franklin Universal Trust
FT
$199M
$1.77M 1.31%
258,848
+25,564
+11% +$176K
JCE icon
15
Nuveen Core Equity Alpha Fund
JCE
$279M
$1.74M 1.29%
112,223
-35,173
-24% -$553K
PDI icon
16
PIMCO Dynamic Income Fund
PDI
$7.39B
$1.69M 1.25%
58,893
-25,719
-30% -$720K
CHW
17
Calamos Global Dynamic Income Fund
CHW
$530M
$1.68M 1.24%
196,782
+87,927
+81% +$739K
GF
18
New Germany Fund
GF
$182M
$1.67M 1.24%
81,319
-29,798
-27% -$574K
GLO
19
Clough Global Opportunities Fund
GLO
$250M
$1.67M 1.24%
129,407
+113,904
+735% +$1.46M
RMT
20
Royce Micro-Cap Trust
RMT
$728M
$1.63M 1.21%
139,127
+25,755
+23% +$294K
BXMX
21
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.58M 1.17%
130,926
+56,169
+75% +$699K
VTA
22
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.55M 1.15%
120,246
+103,646
+624% +$1.32M
BQY
23
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
$1.51M 1.12%
120,801
+10,189
+9% +$128K
NHS
24
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$1.5M 1.11%
114,516
-32,145
-22% -$414K
FRA icon
25
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$1.46M 1.09%
+98,659
New +$1.49M
1
2 3 4 5

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JWM
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SGF
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FPL
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SFCM
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Shaker Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Shaker Financial Services held 187 positions worth $135M, down 0.78% from $136M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Shaker Financial Services's Q3 2013 filing shows 36 new, 56 increased, 62 reduced and 28 closed positions. Its largest new stake was Blackstone Long-Short Credit Income Fund: 103,134 shares worth $1.91M. The largest sale was Liberty All-Star Equity Fund, an estimated $2.71M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 3.6% a quarter earlier.

  • Shaker Financial Services's largest Q3 2013 buy was Blackstone Long-Short Credit Income Fund: 103,134 shares worth $1.91M.
  • Shaker Financial Services added most to Calamos Strategic Total Return Fund in Q3 2013, an estimated $1.59M increase.
  • Shaker Financial Services's biggest Q3 2013 reduction was Liberty All-Star Equity Fund, cutting an estimated $2.71M.
  • Shaker Financial Services fully exited Swiss Helvetia Fund in Q3 2013, selling an estimated $1.95M.
  • Shaker Financial Services's ten largest holdings make up 21% of its $135M portfolio in Q3 2013.
  • Shaker Financial Services opened 36 new positions and closed 28 in Q3 2013.
  • Shaker Financial Services's portfolio value fell 0.78% quarter-over-quarter to $135M.

Based on Shaker Financial Services's 13F filing for Q3 2013, filed 1 Nov 2013.