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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-17.97%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$177M
AUM Growth
-$31.3M
Cap. Flow
+$664K
Cap. Flow %
0.37%
Top 10 Hldgs %
29.19%
Holding
172
New
50
Increased
26
Reduced
44
Closed
50

Top Buys

Rank Stock Value
1
JTA
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
+$6.83M
2
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$5.32M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$5.03M
4
USA icon
Liberty All-Star Equity Fund
USA
+$4.86M
5
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$4.57M

Top Sells

Rank Stock Value
1
SOR
Source Capital
SOR
+$8.17M
2
STEW
SRH Total Return Fund
STEW
+$7.82M
3
TY icon
TRI-Continental Corp
TY
+$6.98M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.32M
5
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$4.04M

Sector Composition

Rank Sector Weight
1 Financials 5.36%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDV icon
1
Gabelli Dividend & Income Trust
GDV
$2.6B
$7.42M 4.19%
405,616
+173,501
+75% +$3.59M
CET
2
Central Securities Corp
CET
$1.58B
$6.64M 3.75%
267,491
-34,559
-11% -$922K
JTA
3
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$5.93M 3.35%
+584,437
New +$6.83M
JTD
4
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$5.09M 2.88%
380,082
+324,338
+582% +$5.03M
SPE
5
Special Opportunities Fund
SPE
$139M
$5.05M 2.85%
446,856
-6,862
-2% -$89.5K
EVT icon
6
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
$4.55M 2.57%
+239,883
New +$5.32M
USA icon
7
Liberty All-Star Equity Fund
USA
$1.79B
$4.4M 2.48%
+817,993
New +$4.86M
BDJ icon
8
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$4.4M 2.48%
565,886
+537,572
+1,899% +$4.57M
KIO
9
KKR Income Opportunities Fund
KIO
$451M
$4.12M 2.32%
288,747
+196,267
+212% +$3.03M
JCE icon
10
Nuveen Core Equity Alpha Fund
JCE
$279M
$4.09M 2.31%
340,139
+328,174
+2,743% +$4.42M
ETG
11
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
$4.04M 2.28%
298,449
+259,065
+658% +$4.01M
PFN
12
PIMCO Income Strategy Fund II
PFN
$698M
$3.7M 2.09%
+388,242
New +$3.86M
RA
13
Brookfield Real Assets Income Fund
RA
$708M
$3.7M 2.09%
+193,969
New +$4.03M
DCF
14
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$3.65M 2.06%
474,741
+45,411
+11% +$382K
ARDC
15
Are Dynamic Credit Allocation Fund
ARDC
$297M
$3.6M 2.03%
261,184
+108,925
+72% +$1.62M
DSL
16
DoubleLine Income Solutions Fund
DSL
$1.22B
$3.56M 2.01%
+205,554
New +$3.82M
CBH
17
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$3.4M 1.92%
425,527
+70,629
+20% +$611K
CSQ icon
18
Calamos Strategic Total Return Fund
CSQ
$3.23B
$3.25M 1.84%
+307,210
New +$3.61M
AIF
19
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$3.07M 1.73%
222,862
+93,952
+73% +$1.39M
PCI
20
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$3.04M 1.71%
+144,298
New +$3.26M
PHD
21
DELISTED
Pioneer Floating Rate Fund
PHD
$2.98M 1.68%
302,387
+8,629
+3% +$90.3K
BIT icon
22
BlackRock Multi-Sector Income Trust
BIT
$698M
$2.9M 1.64%
188,987
+54,728
+41% +$888K
RVT icon
23
Royce Value Trust
RVT
$2.21B
$2.59M 1.46%
+219,250
New +$3.03M
FFA
24
First Trust Enhanced Equity Income Fund
FFA
$450M
$2.52M 1.42%
195,187
+47,155
+32% +$685K
CII icon
25
BlackRock Enhanced Captial and Income Fund
CII
$988M
$2.5M 1.41%
177,252
+72,754
+70% +$1.12M
1
2 3 4 5

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SA
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JWM
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SGF
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SFCM
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Shaker Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Shaker Financial Services held 172 positions worth $177M, down 15% from $208M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Shaker Financial Services's Q4 2018 filing shows 50 new, 26 increased, 44 reduced and 50 closed positions. Its largest new stake was Nuveen Tax-Advantaged Total Return Strategy Fund: 584,437 shares worth $5.93M. The largest sale was Source Capital, an estimated $8.17M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, down from 7.9% a quarter earlier, followed by Real Estate.

  • Shaker Financial Services's largest Q4 2018 buy was Nuveen Tax-Advantaged Total Return Strategy Fund: 584,437 shares worth $5.93M.
  • Shaker Financial Services added most to NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND in Q4 2018, an estimated $5.03M increase.
  • Shaker Financial Services's biggest Q4 2018 reduction was Source Capital, cutting an estimated $8.17M.
  • Shaker Financial Services fully exited Eaton Vance Limited Duration Income Fund in Q4 2018, selling an estimated $4.32M.
  • Shaker Financial Services's ten largest holdings make up 29% of its $177M portfolio in Q4 2018.
  • Shaker Financial Services opened 50 new positions and closed 50 in Q4 2018.
  • Shaker Financial Services's portfolio value fell 15% quarter-over-quarter to $177M.

Based on Shaker Financial Services's 13F filing for Q4 2018, filed 4 Feb 2019.