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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-12.11%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$133M
AUM Growth
-$27M
Cap. Flow
-$9.67M
Cap. Flow %
-7.25%
Top 10 Hldgs %
30.21%
Holding
144
New
30
Increased
33
Reduced
33
Closed
48

Top Buys

Rank Stock Value
1
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$3.42M
2
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$3.29M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$2.68M
4
PFN
PIMCO Income Strategy Fund II
PFN
+$2.53M
5
AFT
Apollo Senior Floating Rate Fund Inc.
AFT
+$2.17M

Top Sells

Rank Stock Value
1
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$5.03M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$4.95M
3
HIX
Western Asset High Income Fund II
HIX
+$2.8M
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$2.44M
5
ASG
Liberty All-Star Growth Fund
ASG
+$2.11M

Sector Composition

Rank Sector Weight
1 Financials 11.93%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNW
1
DELISTED
Pioneer Diversified High Income Fund
HNW
$4.75M 3.56%
321,302
+94,928
+42% +$1.47M
PFL
2
PIMCO Income Strategy Fund
PFL
$382M
$4.67M 3.5%
482,440
+66,429
+16% +$680K
GDV icon
3
Gabelli Dividend & Income Trust
GDV
$2.6B
$4.45M 3.33%
253,253
+62,223
+33% +$1.21M
CSQ icon
4
Calamos Strategic Total Return Fund
CSQ
$3.23B
$4.43M 3.32%
476,384
+318,836
+202% +$3.29M
USA icon
5
Liberty All-Star Equity Fund
USA
$1.8B
$3.98M 2.99%
783,792
+233,543
+42% +$1.28M
JTA
6
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$3.93M 2.95%
348,662
+896
+0.3% +$11.2K
GAM
7
General American Investors Company
GAM
$1.57B
$3.75M 2.81%
121,112
+53,071
+78% +$1.77M
FUND
8
Sprott Focus Trust
FUND
$299M
$3.55M 2.66%
601,385
+1,200
+0.2% +$7.75K
EHI
9
Western Asset Global High Income Fund
EHI
$175M
$3.46M 2.59%
385,154
+10,259
+3% +$99.8K
TY icon
10
TRI-Continental Corp
TY
$1.86B
$3.34M 2.5%
171,229
+23,971
+16% +$494K
PFN
11
PIMCO Income Strategy Fund II
PFN
$694M
$3.25M 2.43%
367,073
+273,600
+293% +$2.53M
STEW
12
SRH Total Return Fund
STEW
$1.79B
$3.17M 2.38%
425,316
+33,825
+9% +$269K
JTD
13
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$3.02M 2.26%
223,598
+80,566
+56% +$1.21M
EXG icon
14
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3B
$3.01M 2.26%
+362,988
New +$3.42M
BDJ icon
15
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$2.96M 2.22%
410,432
+264,701
+182% +$2.03M
GAB icon
16
Gabelli Equity Trust
GAB
$1.75B
$2.9M 2.17%
572,741
+101,944
+22% +$579K
GDF
17
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$2.83M 2.12%
354,896
+82,128
+30% +$705K
ZF
18
DELISTED
Virtus Total Return Fund Inc.
ZF
$2.7M 2.02%
210,390
-21,763
-9% -$301K
LOR
19
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$2.68M 2.01%
293,860
+33,625
+13% +$354K
SPE
20
Special Opportunities Fund
SPE
$140M
$2.55M 1.91%
189,474
-92,237
-33% -$1.3M
GPM
21
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$2.44M 1.83%
+339,327
New +$2.68M
BGX
22
Blackstone Long-Short Credit Income Fund
BGX
$136M
$2.32M 1.74%
162,793
+37,341
+30% +$560K
AIF
23
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$2.14M 1.61%
147,880
+11,972
+9% +$183K
DEX
24
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$2.14M 1.6%
230,833
-88,120
-28% -$899K
CHI
25
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$2.02M 1.51%
204,104
+118,143
+137% +$1.31M
1
2 3 4 5

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SA
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JWM
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SGF
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FPL
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SFCM
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SAMT
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Shaker Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Shaker Financial Services held 144 positions worth $133M, down 17% from $160M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Shaker Financial Services withdrew a net $9.67M in Q3 2015, closing 48 positions and reducing 33 holdings. Its most notable exit was FIRST TRUST DIVIDEND AND INCOME FD COM, an estimated $5.03M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 6.3% a quarter earlier, followed by Real Estate.

Against the trend, Shaker Financial Services opened a new position in Eaton Vance Tax-Managed Global Diversified Equity Income Fund worth $3.01M.

  • Shaker Financial Services's largest Q3 2015 buy was Eaton Vance Tax-Managed Global Diversified Equity Income Fund: 362,988 shares worth $3.01M.
  • Shaker Financial Services added most to Calamos Strategic Total Return Fund in Q3 2015, an estimated $3.29M increase.
  • Shaker Financial Services's biggest Q3 2015 reduction was Virtus Dividend, Interest & Premium Strategy Fund, cutting an estimated $2.44M.
  • Shaker Financial Services fully exited FIRST TRUST DIVIDEND AND INCOME FD COM in Q3 2015, selling an estimated $5.03M.
  • Shaker Financial Services's ten largest holdings make up 30% of its $133M portfolio in Q3 2015.
  • Shaker Financial Services opened 30 new positions and closed 48 in Q3 2015.
  • Shaker Financial Services's portfolio value fell 17% quarter-over-quarter to $133M.

Based on Shaker Financial Services's 13F filing for Q3 2015, filed 10 Nov 2015.