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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-1.66%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$169M
AUM Growth
+$16.4M
Cap. Flow
+$17.4M
Cap. Flow %
10.33%
Top 10 Hldgs %
29.12%
Holding
151
New
39
Increased
31
Reduced
39
Closed
42

Top Buys

Rank Stock Value
1
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$3.63M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$3.5M
3
CHW
Calamos Global Dynamic Income Fund
CHW
+$3.29M
4
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$3.25M
5
PFL
PIMCO Income Strategy Fund
PFL
+$3.11M

Top Sells

Rank Stock Value
1
GAM
General American Investors Company
GAM
+$4.99M
2
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.59M
3
STEW
SRH Total Return Fund
STEW
+$3.27M
4
HHY
Brookfield High Income Fund Inc.
HHY
+$2.96M
5
FHY
First Trust Strategic High
FHY
+$2.04M

Sector Composition

Rank Sector Weight
1 Financials 6.09%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CET
1
Central Securities Corp
CET
$1.58B
$7.03M 4.16%
322,601
+81,518
+34% +$1.73M
ADX icon
2
Adams Diversified Equity Fund
ADX
$3.13B
$6.55M 3.88%
515,118
-61,065
-11% -$783K
JCE icon
3
Nuveen Core Equity Alpha Fund
JCE
$279M
$5.3M 3.14%
405,389
+264,518
+188% +$3.5M
GEQ
4
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$5.26M 3.12%
321,450
+181,164
+129% +$2.96M
ASG
5
Liberty All-Star Growth Fund
ASG
$328M
$4.96M 2.94%
1,186,956
+56,486
+5% +$235K
ARDC
6
Are Dynamic Credit Allocation Fund
ARDC
$297M
$4.32M 2.56%
286,583
+137,838
+93% +$2.03M
USA icon
7
Liberty All-Star Equity Fund
USA
$1.79B
$4.21M 2.5%
816,921
+436,542
+115% +$2.21M
BGB
8
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$4.04M 2.39%
263,024
+218,402
+489% +$3.25M
JTD
9
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$3.87M 2.29%
277,506
+123,701
+80% +$1.75M
BXMX
10
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$3.63M 2.15%
+285,670
New +$3.63M
PFL
11
PIMCO Income Strategy Fund
PFL
$384M
$3.4M 2.01%
321,483
+300,076
+1,402% +$3.11M
HNW
12
DELISTED
Pioneer Diversified High Income Fund
HNW
$3.23M 1.91%
201,698
+57,614
+40% +$916K
CHW
13
Calamos Global Dynamic Income Fund
CHW
$530M
$3.2M 1.9%
+459,278
New +$3.29M
DSL
14
DoubleLine Income Solutions Fund
DSL
$1.22B
$3.12M 1.85%
164,141
+14,472
+10% +$269K
SOR
15
Source Capital
SOR
$383M
$3.1M 1.84%
86,272
+21,434
+33% +$771K
DCA
16
DELISTED
Virtus Total Return Fund
DCA
$3.05M 1.8%
681,356
-43,882
-6% -$194K
JTA
17
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$2.81M 1.66%
+248,069
New +$2.83M
EHI
18
Western Asset Global High Income Fund
EHI
$175M
$2.77M 1.64%
281,436
+190,521
+210% +$1.85M
ISD
19
PGIM High Yield Bond Fund
ISD
$415M
$2.75M 1.63%
177,912
+101,284
+132% +$1.56M
RA
20
Brookfield Real Assets Income Fund
RA
$708M
$2.71M 1.61%
+121,706
New +$2.67M
CSQ icon
21
Calamos Strategic Total Return Fund
CSQ
$3.23B
$2.69M 1.59%
261,695
-88,516
-25% -$893K
KIO
22
KKR Income Opportunities Fund
KIO
$451M
$2.62M 1.55%
163,619
+66,891
+69% +$1.05M
HIX
23
Western Asset High Income Fund II
HIX
$349M
$2.56M 1.51%
361,315
+351,315
+3,513% +$2.46M
EEA
24
European Equity Fund
EEA
$75.2M
$2.48M 1.47%
321,770
-80,632
-20% -$610K
RMT
25
Royce Micro-Cap Trust
RMT
$728M
$2.44M 1.44%
299,053
-76,570
-20% -$600K
1
2 3 4 5

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SA
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JWM
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SGF
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FPL
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SFCM
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Shaker Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Shaker Financial Services held 151 positions worth $169M, up 11% from $152M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Shaker Financial Services deployed $17.4M of net new capital in Q4 2016, opening 39 new positions and adding to 31 existing holdings. Its largest new stake was Nuveen S&P 500 Buy-Write Income Fund: 285,670 shares worth $3.63M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, down from 6.3% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Gabelli Dividend & Income Trust, an estimated $4.59M trimmed.

  • Shaker Financial Services's largest Q4 2016 buy was Nuveen S&P 500 Buy-Write Income Fund: 285,670 shares worth $3.63M.
  • Shaker Financial Services added most to Nuveen Core Equity Alpha Fund in Q4 2016, an estimated $3.5M increase.
  • Shaker Financial Services's biggest Q4 2016 reduction was Gabelli Dividend & Income Trust, cutting an estimated $4.59M.
  • Shaker Financial Services fully exited General American Investors Company in Q4 2016, selling an estimated $4.99M.
  • Shaker Financial Services's ten largest holdings make up 29% of its $169M portfolio in Q4 2016.
  • Shaker Financial Services opened 39 new positions and closed 42 in Q4 2016.
  • Shaker Financial Services's portfolio value rose 11% quarter-over-quarter to $169M.

Based on Shaker Financial Services's 13F filing for Q4 2016, filed 8 Feb 2017.