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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+2.49%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$189M
AUM Growth
+$11M
Cap. Flow
+$6.3M
Cap. Flow %
3.34%
Top 10 Hldgs %
34.86%
Holding
126
New
23
Increased
44
Reduced
28
Closed
28

Top Buys

Rank Stock Value
1
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$5.86M
2
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.17M
3
CET
Central Securities Corp
CET
+$2.65M
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.53M
5
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$2.49M

Top Sells

Rank Stock Value
1
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$6.26M
2
USA icon
Liberty All-Star Equity Fund
USA
+$5.72M
3
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$5.4M
4
ADX icon
Adams Diversified Equity Fund
ADX
+$5.07M
5
ASG
Liberty All-Star Growth Fund
ASG
+$3.96M

Sector Composition

Rank Sector Weight
1 Financials 2.35%
2 Real Estate 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CET
1
Central Securities Corp
CET
$1.58B
$9.69M 5.13%
374,738
+104,747
+39% +$2.65M
GDV icon
2
Gabelli Dividend & Income Trust
GDV
$2.6B
$8.96M 4.75%
400,222
+190,026
+90% +$4.17M
GAM
3
General American Investors Company
GAM
$1.56B
$8.93M 4.73%
247,950
+68,494
+38% +$2.39M
SPE
4
Special Opportunities Fund
SPE
$139M
$6.14M 3.25%
405,111
+107,137
+36% +$1.58M
SOR
5
Source Capital
SOR
$383M
$6M 3.18%
149,152
+16,265
+12% +$640K
DDF
6
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$5.98M 3.17%
555,617
+218,152
+65% +$2.28M
DIAX
7
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$5.96M 3.16%
+351,357
New +$5.86M
RMT
8
Royce Micro-Cap Trust
RMT
$728M
$5.1M 2.7%
543,598
+68,136
+14% +$590K
ISD
9
PGIM High Yield Bond Fund
ISD
$415M
$4.72M 2.5%
309,232
-9,989
-3% -$152K
STEW
10
SRH Total Return Fund
STEW
$1.79B
$4.33M 2.29%
424,642
-16,420
-4% -$163K
JTA
11
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$4.18M 2.22%
304,972
-16,210
-5% -$213K
EFF
12
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$3.94M 2.09%
236,998
+2,602
+1% +$43.4K
HIX
13
Western Asset High Income Fund II
HIX
$349M
$3.87M 2.05%
536,678
+44,583
+9% +$321K
VTA
14
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$3.74M 1.98%
313,842
+438
+0.1% +$5.19K
GF
15
New Germany Fund
GF
$182M
$3.56M 1.89%
191,709
+2,717
+1% +$47.5K
MCN
16
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$3.54M 1.87%
450,717
+297,770
+195% +$2.33M
LGI
17
Lazard Global Total Return & Income Fund
LGI
$236M
$3.4M 1.8%
202,894
+123,214
+155% +$2.04M
EHI
18
Western Asset Global High Income Fund
EHI
$175M
$3.29M 1.75%
320,178
-17,600
-5% -$179K
ETJ
19
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
$2.92M 1.55%
310,151
+142,975
+86% +$1.35M
PHT
20
DELISTED
Pioneer High Income Fund
PHT
$2.84M 1.51%
283,621
-35,069
-11% -$347K
AIF
21
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$2.82M 1.49%
173,808
+151,126
+666% +$2.46M
EEA
22
European Equity Fund
EEA
$75.2M
$2.58M 1.37%
266,442
-10,115
-4% -$95.8K
MCR
23
DELISTED
MFS Charter Income Trust
MCR
$2.58M 1.36%
297,142
+105,293
+55% +$909K
BXMX
24
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$2.56M 1.36%
+182,963
New +$2.53M
BDJ icon
25
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$2.54M 1.35%
+280,032
New +$2.49M
1
2 3 4 5

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Shaker Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Shaker Financial Services held 126 positions worth $189M, up 6.2% from $178M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Shaker Financial Services deployed $6.3M of net new capital in Q3 2017, opening 23 new positions and adding to 44 existing holdings. Its largest new stake was Nuveen Dow 30SM Dynamic Overwrite Fund: 351,357 shares worth $5.96M.

By sector, the portfolio is most concentrated in Financials at 2.3% of assets, down from 2.6% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Guggenheim Enhanced Equity Income Fund, an estimated $6.26M trimmed.

  • Shaker Financial Services's largest Q3 2017 buy was Nuveen Dow 30SM Dynamic Overwrite Fund: 351,357 shares worth $5.96M.
  • Shaker Financial Services added most to Gabelli Dividend & Income Trust in Q3 2017, an estimated $4.17M increase.
  • Shaker Financial Services's biggest Q3 2017 reduction was Guggenheim Enhanced Equity Income Fund, cutting an estimated $6.26M.
  • Shaker Financial Services fully exited Liberty All-Star Equity Fund in Q3 2017, selling an estimated $5.72M.
  • Shaker Financial Services's ten largest holdings make up 35% of its $189M portfolio in Q3 2017.
  • Shaker Financial Services opened 23 new positions and closed 28 in Q3 2017.
  • Shaker Financial Services's portfolio value rose 6.2% quarter-over-quarter to $189M.

Based on Shaker Financial Services's 13F filing for Q3 2017, filed 9 Nov 2017.