SFS

Shaker Financial Services Portfolio holdings

AUM $303M Turnover 25.15%
1-Year Est. Return 4.89%
This Fund
S&P 500
This Quarter Est. Return
+4.21%
1 Year Est. Return
-4.89%
3 Year Est. Return
+12.87%
5 Year Est. Return
-17.97%
10 Year Est. Return
-17.14%
AUM
$214M
AUM Growth
+$11.2M
Cap. Flow
+$3.28M
Cap. Flow %
1.53%
Top 10 Hldgs %
27.17%
Holding
178
New
24
Increased
60
Reduced
52
Closed
31
Avg Time Held
1.6 years
Top 10 Avg Time Held
0.4 years
Top 20 Avg Time Held
0.4 years

Top Buys

Rank Stock Value
1
RVT icon
Royce Value Trust
RVT
+$6.13M
2
ETW icon
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
+$4.07M
3
ETG icon
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$3.63M
4
USA icon
Liberty All-Star Equity Fund
USA
+$3.55M
5
ETJ icon
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$3.29M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.66M
2
RMT icon
Royce Micro-Cap Trust
RMT
+$5.18M
3
NFJ icon
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$3.12M
4
SOR icon
Source Capital
SOR
+$2.97M
5
AIF
Apollo Tactical Income Fund Inc.
AIF
+$2.58M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.68%
2 Financials 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
FFA icon
1
First Trust Enhanced Equity Income Fund
FFA
$447M
$8.82M 4.13%
559,371
+42,106
+8% +$660K
2022 Q2
2 quarters
GDV icon
2
Gabelli Dividend & Income Trust
GDV
$2.45B
$7.76M 3.63%
375,023
-65,600
-15% -$1.34M
2016 Q2
26 quarters
RVT icon
3
Royce Value Trust
RVT
$2.03B
$6.66M 3.12%
502,250
+444,250
+766% +$6.13M
2022 Q3
1 quarter
ADX icon
4
Adams Diversified Equity Fund
ADX
$3.2B
$5.94M 2.78%
408,214
-52,963
-11% -$802K
2020 Q1
11 quarters
STEW icon
5
SRH Total Return Fund
STEW
$1.71B
$5.56M 2.6%
437,441
+72,330
+20% +$890K
2015 Q1
31 quarters
CET icon
6
Central Securities Corp
CET
$1.63B
$5.43M 2.54%
162,623
+3,791
+2% +$132K
2013 Q2
38 quarters
FUND icon
7
Sprott Focus Trust
FUND
$288M
$4.86M 2.27%
609,475
+19,099
+3% +$150K
2018 Q2
18 quarters
GAM icon
8
General American Investors Company
GAM
$1.52B
$4.52M 2.11%
124,938
+11,232
+10% +$407K
2017 Q1
23 quarters
NFJ icon
9
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.36B
$4.51M 2.11%
399,655
-275,069
-41% -$3.12M
2020 Q3
9 quarters
ETW icon
10
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.04B
$4.02M 1.88%
517,836
+500,236
+2,842% +$4.07M
2022 Q2
2 quarters
CPZ icon
11
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$243M
$3.96M 1.85%
258,144
+90,482
+54% +$1.41M
2019 Q4
12 quarters
ETG icon
12
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
$3.82M 1.79%
253,106
+233,175
+1,170% +$3.63M
2021 Q4
4 quarters
DSU icon
13
BlackRock Debt Strategies Fund
DSU
$564M
$3.6M 1.69%
391,567
-23,423
-6% -$218K
2018 Q3
17 quarters
USA icon
14
Liberty All-Star Equity Fund
USA
$1.81B
$3.55M 1.66%
619,249
+593,249
+2,282% +$3.55M
2022 Q3
1 quarter
PFN icon
15
PIMCO Income Strategy Fund II
PFN
$611M
$3.21M 1.5%
451,201
+231,478
+105% +$1.68M
2022 Q3
1 quarter
HGLB icon
16
Highland Global Allocation Fund
HGLB
$152M
$3.07M 1.44%
325,558
+53,120
+19% +$501K
2020 Q1
11 quarters
ETJ icon
17
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$543M
$3.02M 1.41%
+403,096
New +$3.29M
2022 Q4
0 quarters
PHT
18
DELISTED
Pioneer High Income Fund
PHT
$3.02M 1.41%
464,057
+57,947
+14% +$382K
2021 Q4
4 quarters
VGI icon
19
Virtus Global Multi-Sector Income Fund
VGI
$74M
$2.97M 1.39%
378,896
-2,982
-0.8% -$23K
2019 Q4
12 quarters
EFR icon
20
Eaton Vance Senior Floating-Rate Fund
EFR
$301M
$2.91M 1.36%
263,777
+54,148
+26% +$606K
2022 Q1
3 quarters
EVT icon
21
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.04B
$2.89M 1.35%
126,658
+92,561
+271% +$2.17M
2022 Q3
1 quarter
AOD icon
22
abrdn Total Dynamic Dividend Fund
AOD
$1.06B
$2.82M 1.32%
358,838
+7,152
+2% +$55.3K
2020 Q3
9 quarters
AGD icon
23
abrdn Global Dynamic Dividend Fund
AGD
$291M
$2.73M 1.28%
286,185
-82,598
-22% -$751K
2020 Q3
9 quarters
NSL
24
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2.69M 1.26%
586,360
-16,369
-3% -$77K
2020 Q4
8 quarters
IGA icon
25
Voya Global Advantage and Premium Opportunity Fund
IGA
$154M
$2.69M 1.26%
302,241
+48,654
+19% +$423K
2021 Q4
4 quarters
1
2 3 4 5

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FTIA
Four Tree Island Advisory Portsmouth, New Hampshire $303M AUM 128.02% 1-Year Est. Return
CCP
Carmel Capital Partners San Diego, California $303M AUM 14.73% 1-Year Est. Return
BKA
Brick & Kyle Associates Newtown, Pennsylvania $303M AUM 31.17% 1-Year Est. Return
EM
Excalibur Management Waltham, Massachusetts $303M AUM 26.92% 1-Year Est. Return
FDS
First Dallas Securities Dallas, Texas $303M AUM 47.81% 1-Year Est. Return
RYIA
Roehl & Yi Investment Advisors Eugene, Oregon $304M AUM 28.64% 1-Year Est. Return
FSCM
First Sabrepoint Capital Management Dallas, Texas $304M AUM 71.25% 1-Year Est. Return
LWMI
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Shaker Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Shaker Financial Services held 178 positions worth $214M, up 5.5% from $202M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Shaker Financial Services's Q4 2022 filing shows 24 new, 60 increased, 52 reduced and 31 closed positions. Its largest new stake was Eaton Vance Risk-Managed Diversified Equity Income Fund: 403,096 shares worth $3.02M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $5.66M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 95% a quarter earlier, followed by Financials.

  • Shaker Financial Services's largest Q4 2022 buy was Eaton Vance Risk-Managed Diversified Equity Income Fund: 403,096 shares worth $3.02M.
  • Shaker Financial Services added most to Royce Value Trust in Q4 2022, an estimated $6.13M increase.
  • Shaker Financial Services's biggest Q4 2022 reduction was Royce Micro-Cap Trust, cutting an estimated $5.18M.
  • Shaker Financial Services fully exited State Street SPDR S&P 500 ETF Trust in Q4 2022, selling an estimated $5.66M.
  • Shaker Financial Services's ten largest holdings make up 27% of its $214M portfolio in Q4 2022.
  • Shaker Financial Services opened 24 new positions and closed 31 in Q4 2022.
  • Shaker Financial Services's portfolio value rose 5.5% quarter-over-quarter to $214M.

Based on Shaker Financial Services's 13F filing for Q4 2022, filed 3 Feb 2023.