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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-2.92%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$250M
AUM Growth
-$19.9M
Cap. Flow
-$13.1M
Cap. Flow %
-5.23%
Top 10 Hldgs %
26.82%
Holding
176
New
19
Increased
47
Reduced
63
Closed
36

Top Buys

Rank Stock Value
1
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.48M
2
ASG
Liberty All-Star Growth Fund
ASG
+$4.35M
3
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$3.99M
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$3.38M
5
DEX
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
+$2.89M

Top Sells

Rank Stock Value
1
EOS
Eaton Vance Enhance Equity Income Fund II
EOS
+$4.84M
2
SPE
Special Opportunities Fund
SPE
+$3.86M
3
GLQ
Clough Global Equity Fund
GLQ
+$3.73M
4
EAD
Allspring Income Opportunities Fund
EAD
+$3.01M
5
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$2.95M

Sector Composition

Rank Sector Weight
1 Financials 4.38%
2 Technology 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEW
1
SRH Total Return Fund
STEW
$1.79B
$8.38M 3.35%
639,251
+186,125
+41% +$2.54M
TY icon
2
TRI-Continental Corp
TY
$1.86B
$7.57M 3.03%
226,654
+4,387
+2% +$150K
GAM
3
General American Investors Company
GAM
$1.57B
$7.5M 3%
174,275
-12,808
-7% -$563K
CET
4
Central Securities Corp
CET
$1.57B
$7.16M 2.86%
169,384
+1,877
+1% +$79.5K
NFJ
5
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$7.05M 2.82%
475,512
+220,768
+87% +$3.38M
GDV icon
6
Gabelli Dividend & Income Trust
GDV
$2.6B
$6.69M 2.68%
259,559
+169,038
+187% +$4.48M
SOR
7
Source Capital
SOR
$384M
$6.18M 2.47%
138,562
-7,026
-5% -$319K
RMT
8
Royce Micro-Cap Trust
RMT
$731M
$5.6M 2.24%
490,424
+117,128
+31% +$1.39M
ADX icon
9
Adams Diversified Equity Fund
ADX
$3.13B
$5.47M 2.19%
276,243
-73,607
-21% -$1.49M
RVT icon
10
Royce Value Trust
RVT
$2.21B
$5.41M 2.17%
300,394
+63,134
+27% +$1.17M
DSL
11
DoubleLine Income Solutions Fund
DSL
$1.23B
$5.27M 2.11%
296,633
+76,142
+35% +$1.36M
DIAX
12
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$4.76M 1.9%
284,109
+5,321
+2% +$91.8K
GF
13
New Germany Fund
GF
$183M
$4.63M 1.85%
234,213
-700
-0.3% -$14.4K
BDJ icon
14
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$4.52M 1.81%
461,580
+221,467
+92% +$2.23M
ASG
15
Liberty All-Star Growth Fund
ASG
$327M
$4.32M 1.73%
+500,753
New +$4.35M
NIE
16
Virtus Equity & Convertible Income Fund
NIE
$717M
$3.86M 1.55%
131,032
+19,974
+18% +$606K
SPXX icon
17
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$3.78M 1.51%
+221,428
New +$3.99M
JTD
18
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$3.7M 1.48%
233,509
-32,178
-12% -$523K
GHY
19
PGIM Global High Yield Fund
GHY
$478M
$3.62M 1.45%
235,307
+36,424
+18% +$572K
VTA
20
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$3.56M 1.42%
304,168
+190,676
+168% +$2.23M
SCD
21
LMP Capital and Income Fund
SCD
$356M
$3.3M 1.32%
240,000
+185,685
+342% +$2.66M
BGY icon
22
BlackRock Enhanced International Dividend Trust
BGY
$527M
$3.19M 1.28%
518,246
+350,626
+209% +$2.23M
CII icon
23
BlackRock Enhanced Captial and Income Fund
CII
$982M
$3.16M 1.26%
156,348
+83,746
+115% +$1.77M
EHI
24
Western Asset Global High Income Fund
EHI
$175M
$3.1M 1.24%
300,918
+141,564
+89% +$1.47M
BGH
25
Barings Global Short Duration High Yield Fund
BGH
$282M
$3.09M 1.24%
180,809
+14,412
+9% +$246K
1
2 3 4 5

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Shaker Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Shaker Financial Services held 176 positions worth $250M, down 7.4% from $270M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Shaker Financial Services withdrew a net $13.1M in Q3 2021, closing 36 positions and reducing 63 holdings. Its most notable exit was Eaton Vance Enhance Equity Income Fund II, an estimated $4.84M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.8% a quarter earlier, followed by Technology.

Against the trend, Shaker Financial Services opened a new position in Liberty All-Star Growth Fund worth $4.32M.

  • Shaker Financial Services's largest Q3 2021 buy was Liberty All-Star Growth Fund: 500,753 shares worth $4.32M.
  • Shaker Financial Services added most to Gabelli Dividend & Income Trust in Q3 2021, an estimated $4.48M increase.
  • Shaker Financial Services's biggest Q3 2021 reduction was Allspring Income Opportunities Fund, cutting an estimated $3.01M.
  • Shaker Financial Services fully exited Eaton Vance Enhance Equity Income Fund II in Q3 2021, selling an estimated $4.84M.
  • Shaker Financial Services's ten largest holdings make up 27% of its $250M portfolio in Q3 2021.
  • Shaker Financial Services opened 19 new positions and closed 36 in Q3 2021.
  • Shaker Financial Services's portfolio value fell 7.4% quarter-over-quarter to $250M.

Based on Shaker Financial Services's 13F filing for Q3 2021, filed 2 Nov 2021.