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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+2.72%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$187M
AUM Growth
+$6.07M
Cap. Flow
+$2.1M
Cap. Flow %
1.12%
Top 10 Hldgs %
25.88%
Holding
197
New
46
Increased
58
Reduced
45
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.94M
2
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$2.57M
3
PPT
Franklin Premier Income Trust
PPT
+$2.38M
4
HEQ
John Hancock Hedged Equity & Income Fund
HEQ
+$2.34M
5
CHY
Calamos Convertible and High Income Fund
CHY
+$2.23M

Top Sells

Rank Stock Value
1
SOR
Source Capital
SOR
+$3.53M
2
STEW
SRH Total Return Fund
STEW
+$2.81M
3
USA icon
Liberty All-Star Equity Fund
USA
+$2.74M
4
KIO
KKR Income Opportunities Fund
KIO
+$2.34M
5
BIT icon
BlackRock Multi-Sector Income Trust
BIT
+$2.33M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$9.1M 4.86%
27,169
+23,969
+749% +$7.94M
DIAX
2
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$4.83M 2.58%
356,878
+22,924
+7% +$316K
GDV icon
3
Gabelli Dividend & Income Trust
GDV
$2.6B
$4.69M 2.5%
255,387
+62,151
+32% +$1.16M
JTD
4
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$4.53M 2.42%
346,426
+42,991
+14% +$567K
CPZ
5
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$259M
$4.48M 2.4%
308,418
+166,689
+118% +$2.57M
TY icon
6
TRI-Continental Corp
TY
$1.86B
$4.39M 2.35%
169,258
-51,095
-23% -$1.33M
CET
7
Central Securities Corp
CET
$1.58B
$4.38M 2.34%
150,934
+68,430
+83% +$2M
FUND
8
Sprott Focus Trust
FUND
$297M
$4.36M 2.33%
731,969
+146,678
+25% +$905K
GF
9
New Germany Fund
GF
$182M
$3.85M 2.06%
228,191
+28,762
+14% +$481K
JCE icon
10
Nuveen Core Equity Alpha Fund
JCE
$279M
$3.84M 2.05%
300,162
-16,784
-5% -$215K
RMT
11
Royce Micro-Cap Trust
RMT
$728M
$3.63M 1.94%
473,929
+66,705
+16% +$517K
AIF
12
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$3.39M 1.81%
266,500
+36,530
+16% +$461K
FFA
13
First Trust Enhanced Equity Income Fund
FFA
$450M
$3.29M 1.76%
217,414
+61,688
+40% +$934K
ERC
14
Allspring Multi-Sector Income Fund
ERC
$256M
$3.02M 1.61%
280,877
+5,389
+2% +$60.6K
BXMX
15
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$2.99M 1.6%
265,049
-96,424
-27% -$1.1M
VGI
16
Virtus Global Multi-Sector Income Fund
VGI
$81.9M
$2.88M 1.54%
266,726
+3,681
+1% +$41.7K
CHY
17
Calamos Convertible and High Income Fund
CHY
$1.01B
$2.83M 1.51%
242,577
+188,157
+346% +$2.23M
HIX
18
Western Asset High Income Fund II
HIX
$349M
$2.69M 1.44%
420,501
-17,081
-4% -$112K
EAD
19
Allspring Income Opportunities Fund
EAD
$372M
$2.5M 1.34%
342,368
-41,336
-11% -$305K
HEQ
20
John Hancock Hedged Equity & Income Fund
HEQ
$137M
$2.47M 1.32%
234,031
+209,178
+842% +$2.34M
FT
21
Franklin Universal Trust
FT
$199M
$2.46M 1.32%
361,227
+191,107
+112% +$1.33M
PPT
22
Franklin Premier Income Trust
PPT
$324M
$2.29M 1.22%
+513,435
New +$2.38M
JTA
23
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$2.26M 1.21%
282,264
-148,741
-35% -$1.24M
SPXX icon
24
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$2.13M 1.14%
159,792
-132,049
-45% -$1.78M
AIO
25
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$869M
$2.11M 1.13%
97,884
+2,834
+3% +$59.4K
1
2 3 4 5

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SA
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JWM
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SGF
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Shaker Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Shaker Financial Services held 197 positions worth $187M, up 3.4% from $181M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Shaker Financial Services's Q3 2020 filing shows 46 new, 58 increased, 45 reduced and 43 closed positions. Its largest new stake was Franklin Premier Income Trust: 513,435 shares worth $2.29M. The largest sale was Source Capital, an estimated $3.53M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 7.2% a quarter earlier.

  • Shaker Financial Services's largest Q3 2020 buy was Franklin Premier Income Trust: 513,435 shares worth $2.29M.
  • Shaker Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $7.94M increase.
  • Shaker Financial Services's biggest Q3 2020 reduction was SRH Total Return Fund, cutting an estimated $2.81M.
  • Shaker Financial Services fully exited Source Capital in Q3 2020, selling an estimated $3.53M.
  • Shaker Financial Services's ten largest holdings make up 26% of its $187M portfolio in Q3 2020.
  • Shaker Financial Services opened 46 new positions and closed 43 in Q3 2020.
  • Shaker Financial Services's portfolio value rose 3.4% quarter-over-quarter to $187M.

Based on Shaker Financial Services's 13F filing for Q3 2020, filed 9 Nov 2020.