PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

44 hedge funds and large institutions have $82.5M invested in Pioneer Floating Rate Fund in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
16
Reduced
12
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$2.99M
2
YMRC
2
Yorktown Management & Research Company
Virginia
$2.3M
3
FIMG
3
Financial & Investment Management Group
Michigan
$3.76M
4
AAM
4
Advisors Asset Management
Colorado
$1.96M
5
Morgan Stanley
5
Morgan Stanley
New York
$9.13M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$8.5M
2
TFCM
2
Taylor Frigon Capital Management
Arizona
$0
3
HNB
3
Huntington National Bank
Ohio
$554K
4
DS
4
DRW Securities
Illinois
$1.64M
5
TAM
5
Trust Asset Management
Texas
$4.08M
Name Holding Trade Value Shares
Change 		Shares
Change %
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$14M – – –
Morgan Stanley
2
Morgan Stanley
New York
$9.13M +$782K +68,681 +9%
GC
3
Guggenheim Capital
Illinois
$8.5M -$2.53M -222,286 -23%
Bessemer Group
4
Bessemer Group
New Jersey
$7.15M – – –
MIG
5
Mariner Investment Group
New York
$5.33M +$385K +33,800 +8%
TAM
6
Trust Asset Management
Texas
$4.08M -$273K -23,982 -6%
FIMG
7
Financial & Investment Management Group
Michigan
$3.76M +$1.87M +164,485 +99%
Invesco
8
Invesco
Georgia
$3.49M +$319K +27,993 +10%
Bank of America
9
Bank of America
North Carolina
$3.45M +$305K +26,824 +10%
RCM
10
Rivernorth Capital Management
Florida
$2.99M +$2.17M +190,665 +264%
GI
11
Gradient Investments
Minnesota
$2.81M +$345K +30,319 +14%
YMRC
12
Yorktown Management & Research Company
Virginia
$2.3M +$2.08M +182,292 +935%
Cohen & Steers
13
Cohen & Steers
New York
$2.25M +$197K +17,297 +10%
AAM
14
Advisors Asset Management
Colorado
$1.96M +$826K +72,570 +73%
RTS
15
Round Table Services
New Jersey
$1.65M -$3.87K -340 -0.2%
DS
16
DRW Securities
Illinois
$1.64M -$610K -53,570 -27%
HK
17
Horizon Kinetics
New York
$1.18M -$20K -1,756 -2%
CIA
18
Capital Investment Advisors
Georgia
$1.07M -$25.9K -2,279 -2%
AA
19
AQR Arbitrage
Connecticut
$952K -$5.69K -500 -0.6%
WIA
20
Westbourne Investment Advisors
Maryland
$778K +$778K +68,343 New
LPL Financial
21
LPL Financial
California
$580K -$148K -12,911 -20%
HNB
22
Huntington National Bank
Ohio
$554K -$891K -76,611 Closed
NPC
23
National Planning Corporation
California
$540K -$6.34K -550 -1%
CC
24
Caxton Corporation
New Jersey
$417K +$42.8K +3,763 +11%
Ameriprise
25
Ameriprise
Minnesota
$401K +$25.4K +2,231 +7%
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