PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

45 hedge funds and large institutions have $82.2M invested in Pioneer Floating Rate Fund in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 11 closing their positions.

Holders
45
Holders Change
-4
Holders Change %
-8.16%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
17
Reduced
13
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$14.3M
2
AA
2
AQR Arbitrage
Connecticut
$978K
3
Bank of America
3
Bank of America
North Carolina
$3.21M
4
HNB
4
Huntington National Bank
Ohio
$891K
5
TAM
5
Trust Asset Management
Texas
$4.45M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$11.3M
2
Invesco
2
Invesco
Georgia
$3.25M
3
AAM
3
Advisors Asset Management
Colorado
$1.16M
4
BNP Paribas Financial Markets
4
BNP Paribas Financial Markets
France
$0
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$14.3M 1,230,000 +380,000 +45%
GC
2
Guggenheim Capital
Illinois
$11.3M 969,030 -94,372 -9%
Morgan Stanley
3
Morgan Stanley
New York
$8.53M 733,417 +23,734 +3%
Bessemer Group
4
Bessemer Group
New Jersey
$7.3M 627,840 – –
MIG
5
Mariner Investment Group
New York
$5.05M 434,401 +70,352 +19%
TAM
6
Trust Asset Management
Texas
$4.45M 382,718 +74,945 +24%
Invesco
7
Invesco
Georgia
$3.25M 278,995 -66,677 -19%
Bank of America
8
Bank of America
North Carolina
$3.21M 276,047 +78,271 +40%
GI
9
Gradient Investments
Minnesota
$2.52M 216,459 +18,768 +9%
DS
10
DRW Securities
Illinois
$2.3M 197,661 +30,888 +19%
Cohen & Steers
11
Cohen & Steers
New York
$2.09M 180,066 +52,848 +42%
FIMG
12
Financial & Investment Management Group
Michigan
$1.93M 165,519 +17,790 +12%
Nuveen Asset Management
13
Nuveen Asset Management
Illinois
$1.88M 162,000 -5,000 -3%
TFCM
14
Taylor Frigon Capital Management
Arizona
$1.86M 159,983 +1,919 +1%
RTS
15
Round Table Services
New Jersey
$1.69M 145,494 +890 +0.6%
HK
16
Horizon Kinetics
New York
$1.22M 104,980 -9,529 -8%
AAM
17
Advisors Asset Management
Colorado
$1.16M 99,462 -52,413 -35%
CIA
18
Capital Investment Advisors
Georgia
$1.12M 95,900 -8,719 -8%
AA
19
AQR Arbitrage
Connecticut
$978K 84,116 +84,116 New
HNB
20
Huntington National Bank
Ohio
$891K 76,611 +76,611 New
RCM
21
Rivernorth Capital Management
Florida
$840K 72,206 +59,499 +468%
LPL Financial
22
LPL Financial
California
$736K 63,349 -13,408 -17%
NPC
23
National Planning Corporation
California
$553K 47,400 -3,900 -8%
UBS Group
24
UBS Group
Switzerland
$440K 37,879 -2,004 -5%
Ameriprise
25
Ameriprise
Minnesota
$384K 32,997 +519 +2%
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