PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

49 hedge funds and large institutions have $76M invested in Pioneer Floating Rate Fund in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
+8
Holders Change %
+19.51%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
12
Increased
17
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MIG
Mariner Investment Group
New York
$4.14M
2
Morgan Stanley
Morgan Stanley
New York
$8.08M
3
DS
DRW Securities
Illinois
$1.9M
4
FIMG
Financial & Investment Management Group
Michigan
$1.68M
5
TAM
Trust Asset Management
Texas
$3.5M

Top Sellers

1
GC
Guggenheim Capital
Illinois
$12.1M
2
AAM
Advisors Asset Management
Colorado
$1.73M
3
HNB
Huntington National Bank
Ohio
$872K
4
KSCM
Kamunting Street Capital Management
Florida
$211K
5
RTS
Round Table Services
New Jersey
$1.65M
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$12.1M -$2.57M -225,569 -17%
Baillie Gifford & Co
2
Baillie Gifford & Co
United Kingdom
$9.67M – – –
Morgan Stanley
3
Morgan Stanley
New York
$8.08M +$1.99M +174,587 +33%
Bessemer Group
4
Bessemer Group
New Jersey
$7.15M +$34.6K +3,040 +0.5%
MIG
5
Mariner Investment Group
New York
$4.14M +$3.9M +342,652 +1,601%
Invesco
6
Invesco
Georgia
$3.93M +$144K +12,623 +4%
TAM
7
Trust Asset Management
Texas
$3.5M +$1.6M +140,404 +84%
Bank of America
8
Bank of America
North Carolina
$2.25M -$197K -17,312 -8%
GI
9
Gradient Investments
Minnesota
$2.25M +$482K +42,315 +27%
Nuveen Asset Management
10
Nuveen Asset Management
Illinois
$1.9M -$56.9K -5,000 -3%
DS
11
DRW Securities
Illinois
$1.9M +$1.9M +166,773 New
TFCM
12
Taylor Frigon Capital Management
Arizona
$1.8M +$1.8M +158,064 New
AAM
13
Advisors Asset Management
Colorado
$1.73M -$2.37M -208,530 -58%
FIMG
14
Financial & Investment Management Group
Michigan
$1.68M +$1.68M +147,729 New
RTS
15
Round Table Services
New Jersey
$1.65M -$409K -35,916 -20%
Cohen & Steers
16
Cohen & Steers
New York
$1.45M – – –
HK
17
Horizon Kinetics
New York
$1.3M -$107K -9,388 -8%
CIA
18
Capital Investment Advisors
Georgia
$1.19M +$21.5K +1,887 +2%
LPL Financial
19
LPL Financial
California
$873K -$182K -15,995 -17%
HNB
20
Huntington National Bank
Ohio
$872K -$637K – –
BNP Paribas Financial Markets
21
BNP Paribas Financial Markets
France
$609K +$25K +2,194 +4%
AQR Capital Management
22
AQR Capital Management
Connecticut
$598K +$469K +41,209 +364%
NPC
23
National Planning Corporation
California
$575K +$40.3K +3,600 +8%
ACM
24
Aviance Capital Management
Florida
$562K +$14.8K +1,302 +3%
VKH
25
Virtu KCG Holdings
New York
$544K +$544K +47,814 New
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