Nuveen Asset Management’s Pioneer Floating Rate Fund PHD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-58,036	Closed	-$640K	–	1046
2018 Q3	$640K	Sell	58,036 -3,000	-5%	-$33.1K	﹤0.01%	819
2018 Q2	$682K	Sell	61,036 -9,000	-13%	-$101K	﹤0.01%	810
2018 Q1	$816K	Hold	70,036	–	–	0.01%	794
2017 Q4	$803K	Hold	70,036	–	–	0.01%	802
2017 Q3	$838K	Sell	70,036 -8,000	-10%	-$95.7K	0.01%	807
2017 Q2	$929K	Sell	78,036 -11,000	-12%	-$131K	0.01%	771
2017 Q1	$1.09M	Sell	89,036 -33,000	-27%	-$403K	0.01%	935
2016 Q4	$1.45M	Hold	122,036	–	–	0.01%	1007
2016 Q3	$1.44M	Hold	122,036	–	–	0.01%	925
2016 Q2	$1.38M	Hold	122,036	–	–	0.01%	889
2016 Q1	$1.37K	Sell	122,036 -7,500	-6%	-$84	0.01%	896
2015 Q4	$1.41K	Sell	129,536 -10,000	-7%	-$108	0.01%	906
2015 Q3	$1.58K	Sell	139,536 -22,464	-14%	-$254	0.01%	854
2015 Q2	$1.84K	Hold	162,000	–	–	0.01%	841
2015 Q1	$1.88M	Sell	162,000 -5,000	-3%	-$58.1K	0.01%	848
2014 Q4	$1.9M	Sell	167,000 -5,000	-3%	-$56.9K	0.01%	825
2014 Q3	$2.02M	Sell	172,000 -27,000	-14%	-$317K	0.01%	770
2014 Q2	$2.48M	Hold	199,000	–	–	0.02%	709
2014 Q1	$2.52M	Hold	199,000	–	–	0.02%	687
2013 Q4	$2.53M	Hold	199,000	–	–	0.02%	654
2013 Q3	$2.5M	Hold	199,000	–	–	0.02%	648
2013 Q2	$2.64M	Buy	+199,000	New	+$2.64M	0.02%	615