PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

41 hedge funds and large institutions have $71.6M invested in Pioneer Floating Rate Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 16 reducing their positions, and 6 closing their positions.

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCC
1
Bain Capital Credit
Massachusetts
$2.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.29M
3
Bessemer Group
3
Bessemer Group
New Jersey
$7.34M
4
GI
4
Gradient Investments
Minnesota
$1.83M
5
MIG
5
Mariner Investment Group
New York
$251K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$4.24M
2
GC
2
Guggenheim Capital
Illinois
$15.1M
3
PPA
3
Parametric Portfolio Associates
Washington
$0
4
NPC
4
National Planning Corporation
California
$556K
5
RJA
5
Raymond James & Associates
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$15.1M 1,288,971 -109,141 -8%
Baillie Gifford & Co
2
Baillie Gifford & Co
United Kingdom
$9.99M 850,000 – –
Bessemer Group
3
Bessemer Group
New Jersey
$7.34M 624,800 +122,074 +24%
Morgan Stanley
4
Morgan Stanley
New York
$6.29M 535,096 +192,916 +56%
AAM
5
Advisors Asset Management
Colorado
$4.24M 360,405 -179,139 -33%
Invesco
6
Invesco
Georgia
$3.91M 333,049 -23,586 -7%
BCC
7
Bain Capital Credit
Massachusetts
$2.9M 246,962 +246,962 New
Bank of America
8
Bank of America
North Carolina
$2.53M 215,088 +14,691 +7%
RTS
9
Round Table Services
New Jersey
$2.12M 180,520 +16,130 +10%
TAM
10
Trust Asset Management
Texas
$2.09M 167,369 – –
Nuveen Asset Management
11
Nuveen Asset Management
Illinois
$2.02M 172,000 -27,000 -14%
GI
12
Gradient Investments
Minnesota
$1.83M 155,376 +51,110 +49%
Cohen & Steers
13
Cohen & Steers
New York
$1.5M 127,218 – –
HK
14
Horizon Kinetics
New York
$1.46M 123,897 -1,857 -1%
CIA
15
Capital Investment Advisors
Georgia
$1.21M 102,732 +5,954 +6%
LPL Financial
16
LPL Financial
California
$1.09M 92,752 -21,727 -19%
KSCM
17
Kamunting Street Capital Management
Florida
$707K 60,168 -18,016 -23%
HNB
18
Huntington National Bank
Ohio
– – – –
U
19
UBS
Switzerland
$626K 53,302 -13,798 -21%
BNP Paribas Financial Markets
20
BNP Paribas Financial Markets
France
$603K 51,280 +200 +0.4%
ACM
21
Aviance Capital Management
Florida
$565K 48,072 +1,357 +3%
NPC
22
National Planning Corporation
California
$556K 47,700 -35,820 -43%
Ameriprise
23
Ameriprise
Minnesota
$394K 33,566 +5,204 +18%
DA
24
Doliver Advisors
Texas
$364K 30,983 +17,789 +135%
Wells Fargo
25
Wells Fargo
California
$301K 25,606 -735 -3%
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