PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

46 hedge funds and large institutions have $29.5M invested in Pioneer Floating Rate Fund in 2023 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
-5
Holders Change %
-9.8%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
14
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CCP
Clough Capital Partners
Massachusetts
$2.19M
2
QL
Quarry LP
New York
$768K
3
VEA
Virtus ETF Advisers
New York
$611K
4
LSPW
Lake Street Private Wealth
Illinois
$4.75M
5
GC
Guggenheim Capital
Illinois
$525K

Top Sellers

1
LSC
Logan Stone Capital
Illinois
$0
2
WAM
Wolverine Asset Management
Illinois
$0
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.07M
4
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
$453K
5
SCM
Saba Capital Management
New York
$264K
Name Holding Trade Value Shares
Change 		Shares
Change %
LSPW
1
Lake Street Private Wealth
Illinois
$4.75M +$169K +18,700 +4%
Bank of America
2
Bank of America
North Carolina
$3.57M -$59.3K -6,577 -2%
CCP
3
Clough Capital Partners
Massachusetts
$2.19M +$435K +48,300 +25%
WWM
4
Wagner Wealth Management
South Carolina
$1.7M +$991 +110 +0.1%
Invesco
5
Invesco
Georgia
$1.65M -$179K -19,882 -10%
Morgan Stanley
6
Morgan Stanley
New York
$1.36M -$60.4K -6,707 -4%
AA
7
AQR Arbitrage
Connecticut
$1.18M -$119K -13,175 -9%
MC
8
Matisse Capital
Oregon
$1.1M – – –
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.07M -$548K -60,846 -34%
CCFM
10
Clear Creek Financial Management
Washington
$1.06M -$15.9K -1,766 -1%
SIA
11
Sit Investment Associates
Minnesota
$926K – – –
RP
12
Riverbridge Partners
Minnesota
$886K +$139K +15,379 +19%
1CP
13
1607 Capital Partners
Virginia
$773K – – –
Wells Fargo
14
Wells Fargo
California
$771K +$137K +15,156 +22%
SFS
15
Shaker Financial Services
Virginia
$770K -$7.69K -853 -1%
QL
16
Quarry LP
New York
$768K +$435K +48,300 +131%
Osaic Holdings
17
Osaic Holdings
Arizona
$701K +$98K +10,872 +16%
VEA
18
Virtus ETF Advisers
New York
$611K +$278K +30,847 +84%
GC
19
Guggenheim Capital
Illinois
$525K +$159K +17,672 +44%
CAPTRUST Financial Advisors
20
CAPTRUST Financial Advisors
North Carolina
$453K -$547K -60,751 -55%
CWM
21
Congress Wealth Management
Massachusetts
$377K – – –
MWM
22
Melfa Wealth Management
Massachusetts
$282K -$2.25K -250 -0.8%
SCM
23
Saba Capital Management
New York
$264K -$474K -52,597 -64%
HighTower Advisors
24
HighTower Advisors
Illinois
$222K +$2.08K +231 +0.9%
FHA
25
Flagship Harbor Advisors
Massachusetts
$212K -$45.1K -5,000 -18%
1
2 3