PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

40 hedge funds and large institutions have $69.6M invested in Pioneer Floating Rate Fund in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 8 closing their positions.

Holders
40
Holders Change
+2
Holders Change %
+5.26%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
11
Reduced
12
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$10.8M
2
PPA
2
Parametric Portfolio Associates
Washington
$2M
3
BNP Paribas Financial Markets
3
BNP Paribas Financial Markets
France
$506K
4
Bank of America
4
Bank of America
North Carolina
$1.98M
5
RTS
5
Round Table Services
New Jersey
$448K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$21.3M
2
AAM
2
Advisors Asset Management
Colorado
$10M
3
Cohen & Steers
3
Cohen & Steers
New York
$1.62M
4
U
4
UBS
Switzerland
$991K
5
B
5
Baird
Wisconsin
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$21.3M -$3.71M -291,777 -15%
Baillie Gifford & Co
2
Baillie Gifford & Co
United Kingdom
$10.8M +$10.8M +850,000 New
AAM
3
Advisors Asset Management
Colorado
$10M -$1.78M -139,561 -15%
Invesco
4
Invesco
Georgia
$5.92M -$448K -35,238 -7%
Morgan Stanley
5
Morgan Stanley
New York
$2.57M -$420K -33,003 -14%
Nuveen Asset Management
6
Nuveen Asset Management
Illinois
$2.53M – – –
PPA
7
Parametric Portfolio Associates
Washington
$2M +$617K +48,542 +45%
Bank of America
8
Bank of America
North Carolina
$1.98M +$500K +39,289 +34%
LPL Financial
9
LPL Financial
California
$1.78M -$283K -22,267 -14%
Cohen & Steers
10
Cohen & Steers
New York
$1.62M -$983K -77,275 -38%
HK
11
Horizon Kinetics
New York
$1.62M +$14.7K +1,157 +0.9%
U
12
UBS
Switzerland
$991K -$869K -68,286 -47%
CIA
13
Capital Investment Advisors
Georgia
$991K +$991K +77,906 New
ARC
14
Absolute Return Capital
Massachusetts
$864K -$55.8K -4,389 -6%
SFS
15
Shaker Financial Services
Virginia
$701K +$49.3K +3,879 +8%
BNP Paribas Financial Markets
16
BNP Paribas Financial Markets
France
$506K +$506K +39,780 New
GI
17
Gradient Investments
Minnesota
$451K +$428K +33,606 +1,828%
RTS
18
Round Table Services
New Jersey
$448K +$448K +35,186 New
Wells Fargo
19
Wells Fargo
California
$397K +$65.4K +5,134 +20%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$307K +$9.07K +712 +3%
SG Americas Securities
21
SG Americas Securities
New York
$266K +$266K +20,924 New
RJA
22
Raymond James & Associates
Florida
$265K +$265K +20,865 New
WS
23
Wedbush Securities
California
$233K +$233K +18,300 New
ACM
24
Aviance Capital Management
Florida
$196K -$128K -10,045 -40%
Ameriprise
25
Ameriprise
Minnesota
$172K +$33.9K +2,663 +25%
1
2