PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

51 hedge funds and large institutions have $117M invested in Pioneer Floating Rate Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
-1
Holders Change %
-1.92%
% of All Funds
1.36%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.05%
New
3
Increased
16
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CFA
Camarda Financial Advisors
Florida
$6.15M
2
GC
Guggenheim Capital
Illinois
$7.39M
3
Invesco
Invesco
Georgia
$14.3M
4
SFS
Shaker Financial Services
Virginia
$680K
5
Wells Fargo
Wells Fargo
California
$2.27M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$6.48M
2
RCM
Rivernorth Capital Management
Florida
$2.78M
3
MIG
Mariner Investment Group
New York
$3.31M
4
HK
Horizon Kinetics
New York
$327K
5
CIA
Capital Investment Advisors
Georgia
$1.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$14.6M – – –
Invesco
2
Invesco
Georgia
$14.3M +$737K +62,488 +5%
Bessemer Group
3
Bessemer Group
New Jersey
$7.76M – – –
GC
4
Guggenheim Capital
Illinois
$7.39M +$919K +77,836 +14%
AAM
5
Advisors Asset Management
Colorado
$6.49M -$170K -14,383 -3%
Morgan Stanley
6
Morgan Stanley
New York
$6.48M -$2.04M -172,909 -24%
CFA
7
Camarda Financial Advisors
Florida
$6.15M +$5.37M +455,156 +686%
FIMG
8
Financial & Investment Management Group
Michigan
$5.6M -$55.2K -4,675 -1%
ZIG
9
Zuckerman Investment Group
Illinois
$4.52M -$21.6K -1,829 -0.5%
RVPG
10
Relative Value Partners Group
$4.34M +$452K +38,315 +12%
GI
11
Gradient Investments
Minnesota
$4.19M +$446K +37,788 +12%
Cohen & Steers
12
Cohen & Steers
New York
$4.15M – – –
MIG
13
Mariner Investment Group
New York
$3.31M -$488K -41,340 -13%
BCC
14
Bain Capital Credit
Massachusetts
$2.81M +$2.81M +237,717 New
Bank of America
15
Bank of America
North Carolina
$2.8M +$87.3K +7,403 +3%
RCM
16
Rivernorth Capital Management
Florida
$2.78M -$680K -57,613 -20%
YMRC
17
Yorktown Management & Research Company
Virginia
$2.63M – – –
Wells Fargo
18
Wells Fargo
California
$2.27M +$594K +50,306 +35%
RTS
19
Round Table Services
New Jersey
$1.64M – – –
CS
20
Credit Suisse
Switzerland
$1.54M – – –
CIA
21
Capital Investment Advisors
Georgia
$1.5M -$203K -17,163 -12%
Nuveen Asset Management
22
Nuveen Asset Management
Illinois
$1.44M – – –
CS
23
Comerica Securities
Michigan
$1.37M +$166K +14,032 +14%
LPL Financial
24
LPL Financial
California
$831K +$148K +12,668 +22%
WIA
25
Westbourne Investment Advisors
Maryland
$683K +$29.5K +2,500 +5%
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